0001179110-14-002266.txt : 20140206
0001179110-14-002266.hdr.sgml : 20140206
20140206200605
ACCESSION NUMBER: 0001179110-14-002266
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140129
FILED AS OF DATE: 20140206
DATE AS OF CHANGE: 20140206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: URANIUM RESOURCES INC /DE/
CENTRAL INDEX KEY: 0000839470
STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000]
IRS NUMBER: 752212772
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6950 S. POTOMAC STREET
STREET 2: SUITE 300
CITY: CENTENNIAL
STATE: CO
ZIP: 80112
BUSINESS PHONE: (303) 531-0470
MAIL ADDRESS:
STREET 1: 6950 S. POTOMAC STREET
STREET 2: SUITE 300
CITY: CENTENNIAL
STATE: CO
ZIP: 80112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RCA V GP LTD.
CENTRAL INDEX KEY: 0001499177
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33404
FILM NUMBER: 14581561
BUSINESS ADDRESS:
STREET 1: 1400 SIXTEENTH STREET, SUITE 200
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 720-946-1444
MAIL ADDRESS:
STREET 1: 1400 SIXTEENTH STREET, SUITE 200
CITY: DENVER
STATE: CO
ZIP: 80202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Resource Capital Associates V L.P.
CENTRAL INDEX KEY: 0001499179
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33404
FILM NUMBER: 14581562
BUSINESS ADDRESS:
STREET 1: 1400 SIXTEENTH STREET, SUITE 200
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 720-946-1444
MAIL ADDRESS:
STREET 1: 1400 SIXTEENTH STREET, SUITE 200
CITY: DENVER
STATE: CO
ZIP: 80202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Resource Capital Fund V L.P.
CENTRAL INDEX KEY: 0001465397
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33404
FILM NUMBER: 14581563
BUSINESS ADDRESS:
STREET 1: 1400 SIXTEENTH STREET
STREET 2: SUITE 200
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 720.946.1444
MAIL ADDRESS:
STREET 1: 1400 SIXTEENTH STREET
STREET 2: SUITE 200
CITY: DENVER
STATE: CO
ZIP: 80202
FORMER NAME:
FORMER CONFORMED NAME: Resource Capital Fund V, L.P.
DATE OF NAME CHANGE: 20090602
4/A
1
edgar.xml
FORM 4/A -
X0306
4/A
2014-01-29
2014-01-31
0
0000839470
URANIUM RESOURCES INC /DE/
URRE
0001465397
Resource Capital Fund V L.P.
1400 SIXTEENTH STREET, SUITE 200
DENVER
CO
80202
0
0
1
0
0001499179
Resource Capital Associates V L.P.
1400 SIXTEENTH STREET, SUITE 200
DENVER
CO
80202
0
0
1
0
0001499177
RCA V GP LTD.
1400 SIXTEENTH STREET, SUITE 200
DENVER
CO
80202
0
0
1
0
Common Stock
2014-01-29
4
J
0
117188
2.56
A
6611203
D
Common Stock
2014-01-29
4
J
0
21218
2.97
A
6632421
D
Convertible Loan
2.60
2014-01-29
4
J
0
3000000
A
2014-01-29
2016-12-31
Common Stock
1153846
3000000
D
The shares are held by Resource Capital Fund V L.P. ("RCF V"), of which Resource Capital Associates V L.P. is the general partner, and RCA V GP Ltd. is the general partner of Resource Capital Associates V L.P. RCA V GP Ltd. and Resource Capital Associates V L.P. exercise voting and dispositive power over the shares held by RCF V. As a consequence, Resource Capital Associates V L.P. and RCA V GP Ltd. are indirect beneficial owners of the shares pursuant to Rule 16a-1(a)(1) under the Securities Exchange Act of 1934. However, Resource Capital Associates V L.P. and RCA V GP Ltd. disclaim direct or indirect beneficial ownership of the shares to the extent permissible pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934.
Pursuant to the terms of the Loan Agreement, dated November 13, 2013, between Uranium Resources, Inc. ("URI") and RCF V (the "Loan Agreement"), 117,188 shares of URI common stock will be issued to RCF V in satisfaction of the $300,000 establishment fee under the Loan Agreement following approval of the Loan Agreement by URI's stockholders on January 29, 2014.
Pursuant to the terms of the Loan Agreement, at the election of RCF V, 21,218 shares of URI common stock will be issued to RCF V in satisfaction of interest and a commitment fee under the Loan Agreement.
Following the approval of the Loan Agreement by URI's stockholders on January 29, 2014, RCF V may elect, at any time, to convert amounts drawn under the Loan Agreement (including amounts previously repaid) into shares of URI's common stock at an initial rate of $2.60 per share, which conversion rate is subject to adjustment in certain circumstances.
/s/ Catherine J. Boggs, Resource Capital Fund V L.P., By: Resource Capital Associates V L.P., By: RCA V GP Ltd., its General Partner, By: Catherine J. Boggs, Vice President and General Counsel
2014-02-06
/s/ Catherine J. Boggs, Resource Capital Associates V L.P., By: RCA V GP Ltd., its General Partner, By: Catherine J. Boggs, Vice President and General Counsel
2014-02-06
/s/ Catherine J. Boggs, RCA V GP Ltd., By: Catherine J. Boggs, Vice President and General Counsel
2014-02-06