0001179110-14-002266.txt : 20140206 0001179110-14-002266.hdr.sgml : 20140206 20140206200605 ACCESSION NUMBER: 0001179110-14-002266 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140129 FILED AS OF DATE: 20140206 DATE AS OF CHANGE: 20140206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: URANIUM RESOURCES INC /DE/ CENTRAL INDEX KEY: 0000839470 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 752212772 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6950 S. POTOMAC STREET STREET 2: SUITE 300 CITY: CENTENNIAL STATE: CO ZIP: 80112 BUSINESS PHONE: (303) 531-0470 MAIL ADDRESS: STREET 1: 6950 S. POTOMAC STREET STREET 2: SUITE 300 CITY: CENTENNIAL STATE: CO ZIP: 80112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RCA V GP LTD. CENTRAL INDEX KEY: 0001499177 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33404 FILM NUMBER: 14581561 BUSINESS ADDRESS: STREET 1: 1400 SIXTEENTH STREET, SUITE 200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 720-946-1444 MAIL ADDRESS: STREET 1: 1400 SIXTEENTH STREET, SUITE 200 CITY: DENVER STATE: CO ZIP: 80202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Resource Capital Associates V L.P. CENTRAL INDEX KEY: 0001499179 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33404 FILM NUMBER: 14581562 BUSINESS ADDRESS: STREET 1: 1400 SIXTEENTH STREET, SUITE 200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 720-946-1444 MAIL ADDRESS: STREET 1: 1400 SIXTEENTH STREET, SUITE 200 CITY: DENVER STATE: CO ZIP: 80202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Resource Capital Fund V L.P. CENTRAL INDEX KEY: 0001465397 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33404 FILM NUMBER: 14581563 BUSINESS ADDRESS: STREET 1: 1400 SIXTEENTH STREET STREET 2: SUITE 200 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 720.946.1444 MAIL ADDRESS: STREET 1: 1400 SIXTEENTH STREET STREET 2: SUITE 200 CITY: DENVER STATE: CO ZIP: 80202 FORMER NAME: FORMER CONFORMED NAME: Resource Capital Fund V, L.P. DATE OF NAME CHANGE: 20090602 4/A 1 edgar.xml FORM 4/A - X0306 4/A 2014-01-29 2014-01-31 0 0000839470 URANIUM RESOURCES INC /DE/ URRE 0001465397 Resource Capital Fund V L.P. 1400 SIXTEENTH STREET, SUITE 200 DENVER CO 80202 0 0 1 0 0001499179 Resource Capital Associates V L.P. 1400 SIXTEENTH STREET, SUITE 200 DENVER CO 80202 0 0 1 0 0001499177 RCA V GP LTD. 1400 SIXTEENTH STREET, SUITE 200 DENVER CO 80202 0 0 1 0 Common Stock 2014-01-29 4 J 0 117188 2.56 A 6611203 D Common Stock 2014-01-29 4 J 0 21218 2.97 A 6632421 D Convertible Loan 2.60 2014-01-29 4 J 0 3000000 A 2014-01-29 2016-12-31 Common Stock 1153846 3000000 D The shares are held by Resource Capital Fund V L.P. ("RCF V"), of which Resource Capital Associates V L.P. is the general partner, and RCA V GP Ltd. is the general partner of Resource Capital Associates V L.P. RCA V GP Ltd. and Resource Capital Associates V L.P. exercise voting and dispositive power over the shares held by RCF V. As a consequence, Resource Capital Associates V L.P. and RCA V GP Ltd. are indirect beneficial owners of the shares pursuant to Rule 16a-1(a)(1) under the Securities Exchange Act of 1934. However, Resource Capital Associates V L.P. and RCA V GP Ltd. disclaim direct or indirect beneficial ownership of the shares to the extent permissible pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934. Pursuant to the terms of the Loan Agreement, dated November 13, 2013, between Uranium Resources, Inc. ("URI") and RCF V (the "Loan Agreement"), 117,188 shares of URI common stock will be issued to RCF V in satisfaction of the $300,000 establishment fee under the Loan Agreement following approval of the Loan Agreement by URI's stockholders on January 29, 2014. Pursuant to the terms of the Loan Agreement, at the election of RCF V, 21,218 shares of URI common stock will be issued to RCF V in satisfaction of interest and a commitment fee under the Loan Agreement. Following the approval of the Loan Agreement by URI's stockholders on January 29, 2014, RCF V may elect, at any time, to convert amounts drawn under the Loan Agreement (including amounts previously repaid) into shares of URI's common stock at an initial rate of $2.60 per share, which conversion rate is subject to adjustment in certain circumstances. /s/ Catherine J. Boggs, Resource Capital Fund V L.P., By: Resource Capital Associates V L.P., By: RCA V GP Ltd., its General Partner, By: Catherine J. Boggs, Vice President and General Counsel 2014-02-06 /s/ Catherine J. Boggs, Resource Capital Associates V L.P., By: RCA V GP Ltd., its General Partner, By: Catherine J. Boggs, Vice President and General Counsel 2014-02-06 /s/ Catherine J. Boggs, RCA V GP Ltd., By: Catherine J. Boggs, Vice President and General Counsel 2014-02-06