-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F+oesmfIxEht9FFLevkeS3rrjInlyo/EuCrQC5d1NdAX4fUoIb4fB5p8dOx3v0hW 0v2cp/ZCCs29Mnxjc0njjA== 0001125282-02-003152.txt : 20021029 0001125282-02-003152.hdr.sgml : 20021029 20021029172436 ACCESSION NUMBER: 0001125282-02-003152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021025 FILED AS OF DATE: 20021029 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: URANIUM RESOURCES INC /DE/ CENTRAL INDEX KEY: 0000839470 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS, MINERALS (NO PETROLEUM) [5050] IRS NUMBER: 752212772 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17171 FILM NUMBER: 02801839 BUSINESS ADDRESS: STREET 1: 12750 MERIT DRIVE STREET 2: SUITE 720 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: 9723877777 MAIL ADDRESS: STREET 1: 12750 MERIT DRIVE STREET 2: SUITE 720 CITY: DALLAS STATE: TX ZIP: 75251 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: MUELLER RUDOLF J CENTRAL INDEX KEY: 0001078223 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O WINCHESTER GROUP, INC. STREET 2: 335 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122868620 MAIL ADDRESS: STREET 1: C/O WINCHESTER GROUP, INC. STREET 2: 335 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 b321025_form4.txt STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP -------------------------- OMB APPROVAL - -------------------------- -------------------------- OMB Number: 3235-0287 Form 4 -------------------------- Expires: January 31, 2005 - -------------------------- -------------------------- Estimated average burden hours per response...0.5 -------------------------- U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 / / Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). 1. Name and Address of Reporting Person* Mueller Rudolf J. (Last) (First) (Middle) c/o The Winchester Group, Inc. 153 East 53rd St., Ste 5101 (Street) New York, New York 10022 (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol Uranium Resources, Inc. (URIX) 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) 4. Statement for Month/Year October 2002 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) /X/ Director /X/ 10% Owner / / Officer (give title below) / / Other (specify below) 7. Individual or Joint/Group Reporting (Check Applicable Line) /X/ Form filed by One Reporting Person / / Form filed by More than One Reporting Person
Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 5. Amount of Secu- rities 4. Securities Acquired (A) Bene- 6. Ownership 2. Trans- 3. Trans- or Disposed of (D) ficially Form: action action (Instr. 3, 4 and 5) Owned Direct 7. Nature of Date Code ----------------------------- at End (D) or Indirect (Month/ (Instr. 8) (A) of Month Indirect Beneficial 1. Title of Security Day/ ------------- Amount or Price (Instr. (I) Ownership (Instr. 3) Year) Code V (D) 3 and 4) (Instr. 4) (Instr. 4) - ----------------------------- ---------- ------ ----- ------------ --- ---------- ----------- ------------- --------------- Common Stock 10/25/02 S 154,700 (D) $0.095/share I (1) ($14,696.50) Common Stock 10/25/02 P 154,700 (A) $0.095/share 808,400 I (1) ($14,696.50) Common Stock 6,935,762 D
Reminder: Report on a separate line for each class of securities benefically owned directly or indirectly. * If the form is filed by more than one reporting person, see instruction 4(b)(v). (1) Mr. Mueller is a principal of The Winchester Group, Inc., a registered broker-dealer. These shares represent shares owned by clients of Mr. Mueller over which Mr. Mueller has discretionary authority to dispose such shares. Mr. Mueller disclaims beneficial ownership over the sharese held by his clients.
Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 2. Conver- 5. Number of Deriv- 6. Date Exercisable sion or 3. Trans- ative Securities and Expiration Date Exercise action 4. Transac- Acquired (A) or (Month/Day/Year) Price of Date tion Code Disposed of (D) ---------------------- Deriv- (Month/ (Instr. 8) (Instr. 3, 4, and 5) Date 1. Title of Derivative Security ative Day/ ------------- -------------------------- Exercis- Expiration (Instr. 3) Security Year) Code V (A) (D) able Date - ---------------------------------------- ----------- ---------- ------ ----- ------------ ------------ ---------- ---------- Warrants $0.20/share Immediate 8/21/05 9. Number of 10. Ownership Derivative Form of Securities Derivative 7. Title and Amount of Underlying Benefi- Securities Securities (Instr. 3 and 4) cially Beneficially 11. Nature of ---------------------------------------- 8. Price of Owned at Owned at Indirect Amount or Derivative End of End of Beneficial 1. Title of Derivative Title Number of Security Month Month Ownership Security (Instr. 3) Shares (Instr. 5) (Instr. 4) (Instr. 4) (Instr. 4) - --------------------------- --------------------------- ----------- ------------- ------------- -------------- -------------- Warrants Common Stock 1,125,000 1,125,000 (D)
Explanation of Responses: /s/ Rudolf J. Mueller October 29, 2002 - --------------------------------------- -------------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 of procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. -----END PRIVACY-ENHANCED MESSAGE-----