0001104659-23-028556.txt : 20230303 0001104659-23-028556.hdr.sgml : 20230303 20230303183036 ACCESSION NUMBER: 0001104659-23-028556 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230303 DATE AS OF CHANGE: 20230303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cates Steven M. CENTRAL INDEX KEY: 0001861675 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33404 FILM NUMBER: 23706595 MAIL ADDRESS: STREET 1: C/O WESTWATER RESOURCES, INC. STREET 2: 6950 S. POTOMAC STREET, SUITE 300 CITY: CENTENNIAL STATE: CO ZIP: 80112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTWATER RESOURCES, INC. CENTRAL INDEX KEY: 0000839470 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 752212772 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6950 S. POTOMAC STREET STREET 2: SUITE 300 CITY: CENTENNIAL STATE: CO ZIP: 80112 BUSINESS PHONE: (303) 531-0470 MAIL ADDRESS: STREET 1: 6950 S. POTOMAC STREET STREET 2: SUITE 300 CITY: CENTENNIAL STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: URANIUM RESOURCES INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 tm238169-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-03-01 0 0000839470 WESTWATER RESOURCES, INC. WWR 0001861675 Cates Steven M. C/O WESTWATER RESOURCES, INC. 6950 S. POTOMAC STREET, SUITE 300 CENTENNIAL CO 80112 0 1 0 0 SVP - Finance & CFO Common Stock 2023-03-01 4 F 0 618 0.90 D 43053 D Common Stock 2023-03-01 4 F 0 592 0.90 D 42461 D Common Stock 2023-03-01 4 F 0 3065 0.90 D 39396 D Common Stock 2023-03-01 4 A 0 9002 1.09 A 48398 D Common Stock 2023-03-01 4 F 0 3065 0.90 D 45333 D Common Stock 2023-03-01 4 A 0 9002 1.09 A 54335 D Common Stock 2023-03-01 4 F 0 3065 0.90 D 51270 D Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 10, 2021. Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 21, 2021. Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 9, 2022. Represents shares of common stock issued upon the partial vesting of restricted stock units subject to performance based-vesting criteria under the Company's May 9, 2022 grant. Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 9, 2022. Represents shares of common stock issued upon the partial vesting of restricted stock units subject to performance based-vesting criteria under the Company's May 9, 2022 grant. Represents the shares of common stock withheld by the Company in satisfaction of the reporting person's tax withholding obligation arising as a result of the partial vesting of the restricted stock unit award granted on May 9, 2022. /s/ Steven M. Cates 2023-03-03