-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HXNVMmGKt8800XnmoAtXjQnG3zLDNDuGhXZD6OE3uqkgq7IusVpFmy8B4iNLXSeF EfT5fF1oWqqOpf6tOAVpZw== 0001104659-10-063052.txt : 20101216 0001104659-10-063052.hdr.sgml : 20101216 20101216153231 ACCESSION NUMBER: 0001104659-10-063052 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20101103 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20101216 DATE AS OF CHANGE: 20101216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: URANIUM RESOURCES INC /DE/ CENTRAL INDEX KEY: 0000839470 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 752212772 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33404 FILM NUMBER: 101256339 BUSINESS ADDRESS: STREET 1: 12750 MERIT DRIVE STREET 2: SUITE 720 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: 9723877777 MAIL ADDRESS: STREET 1: 12750 MERIT DRIVE STREET 2: SUITE 720 CITY: DALLAS STATE: TX ZIP: 75251 8-K 1 a10-23702_18k.htm 8-K

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported):  November 3, 2010

 

Uranium Resources, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

 

0-17171

 

75-2212772

(State or other jurisdiction
of incorporation)

 

(Commission
File Number)

 

(I.R.S. Employer
Identification No.)

 

405 State Highway 121 Bypass,
 Building A, Suite 110

Lewisville, TX

 

75067

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code:  (972) 219-3330

 

Not Applicable

Former name or former address, if changed since last report

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 8.01 Other Events.

 

As previously disclosed on Form 8-K filed on November 1, 2010, on October 29, 2010 Uranium Resources, Inc. (the “Company”) entered into an Underwriting Agreement (the “Underwriting Agreement”) with Roth Capital Partners LLC (“Roth”) with respect to the offering and sale of 7,150,000 shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), by the Company.  In addition, the Company granted to Roth an option to purchase up to 1,072,500 additional shares of Common Stock to cover over-allotments, and on November 4, 2010, Roth exercised its over-allotment option to purchase all of such additional shares of Common Stock.  The closing dates for these sales were November 3, 2010 and November 5, 2010, respectively. In connection with these sales, the Company is filing, as Exhibit 5.1 hereto, an opi nion of Baker & Hostetler LLP, counsel to the Company.

 

Item 9.01 Financial Statements and Exhibits.

 

d) Exhibits.

 

The following exhibits are filed herewith:


5.1           Opinion of Baker & Hostetler, LLP dated November 3, 2010
23.1         Consent of Baker & Hostetler, LLP (included as part of Exhibit 5.1)

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

Uranium Resources, Inc.

 

 

Dated: December 16, 2010

By:

/s/ Thomas H. Ehrlich

 

Thomas H. Ehrlich

 

Vice President and Chief Financial Officer

 

2



 

Exhibit Index

 

Exhibit No.

 

Description

5.1

 

Opinion of Baker & Hostetler, LLP dated November 3, 2010

23.1

 

Consent of Baker & Hostetler, LLP (included as part of Exhibit 5.1)

 

3


EX-5.1 2 a10-23702_1ex5d1.htm EX-5.1

EXHIBIT 5.1

 

November 3, 2010

 

Uranium Resources Inc.

405 State Highway Bypass 121

Building A, Suite 110

Lewisville, Texas  75067

 

Gentlemen:

 

We have acted as counsel for Uranium Resources, Inc. (the “Company”) and are rendering this opinion in connection with the issuance and sale of an aggregate amount of up to 8,222,500 shares of the Company’s Common Stock, $0.001 par value (the “Common Shares”), of which 7,150,000 Common Shares are the “Firm Shares” and up to an additional 1,072,500 Common Shares are the “Optional Shares,” which may be issued and sold pursuant to an underwriter’s over-allotment option (the Firm Shares and the Optional Shares being collectively referred to herein as the “Shares”), in accordance with an underwriting agreement by and between the Company and Roth Capital Partners LLC dated October 29, 2010 (the “Underwriting Agreement”).  The offering and sale of the Shares was registered pursuant to the Registration Statement on For m S-3 (File No. 333-166647), as thereby amended from time to time (as amended, the “Registration Statement”), filed by the Company with the Securities and Exchange Commission (the “Commission”) pursuant to the Securities Act of 1933, as amended (the “Securities Act”).

 

We have examined originals or copies, certified or otherwise identified to our satisfaction, of (i) the Registration Statement, (ii) the Underwriting Agreement filed as Exhibit 1.1 to the Current Report on Form 8-K of the Company filed on November 1, 2010, (iii) the Certificate of Incorporation and Bylaws of the Company, each as amended to date and (iv) such other certificates, statutes and other instruments and documents, including resolutions of the Board of Directors of the Company, as we considered appropriate for purposes of the opinion hereafter expressed. We have relied on certificates of officers of the Company and of public officials and others as to certain matters of fact relating to this opinion and have made such investigations of law as we have deemed necessary and relevant as a basis hereof. In such examinations, we have assumed the legal capaci ty of all natural persons, the genuineness of all signatures, the authenticity of all documents, certificates and records submitted to us as originals, the conformity to authentic original documents, certificates and records of all documents, certificates and records submitted to us as copies, the truthfulness of all statements of fact contained therein, and the due authorization, execution and delivery of all documents where authorization, execution and delivery are prerequisites to the effectiveness of such documents. In making our examination of executed documents or documents to be executed, we have assumed that they constitute or will constitute valid, binding and enforceable obligations of all parties thereto, other than the Company.

 



 

We do not express any opinion herein on any laws other than the federal laws of the United States, the Delaware General Corporation Law and applicable provisions of the Delaware Constitution and reported judicial decisions interpreting these laws. We express no opinion as to whether the laws of any jurisdiction are applicable to the subject matter hereof. We are not rendering any opinion as to compliance with any federal or state law, rule or regulation relating to securities, or to the sale or issuance thereof.

 

On the basis of the foregoing, we are of the opinion that the Shares have been duly authorized for issuance and, when and if issued and delivered against payment therefor as provided for in the Underwriting Agreement, will be duly and validly issued, fully paid and non-assessable.

 

We hereby consent to the filing of this opinion as an exhibit to the Registration Statement and to the reference made to us under the caption “Legal Matters” in the Prospectus Supplement constituting part of the Registration Statement.

 

 

 

/s/ BAKER & HOSTETLER LLP

 


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