10QSB/A 1 a05-15329_310qsba.htm 10QSB/A

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C.  20549

 

FORM 10-QSB/A

(Amendment No. 2)

 

ý

 

Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

 

 

 

 

 

 

For the quarterly period ended March 31, 2005

 

 

 

 

 

 

 

or

 

 

 

 

 

o

 

Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

 

For the transition period from                 to                

 

Commission file number 0-17171

 

URANIUM RESOURCES, INC.

(Exact Name of Small Business Issuer as Specified in Its Charter)

 

DELAWARE

 

75-2212772

(State of Incorporation)

 

(I.R.S. Employer Identification No.)

 

 

 

650 S. Edmonds Lane, Suite 108, Lewisville, Texas 75067

(Address of Principal Executive Offices)

 

 

 

(972) 219-3330

(Issuer’s Telephone Number, Including Area Code)

 

Check whether the issuer (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the past 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.

Yes  ý  No  o

 

Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date.

 

Title of Each Class of Common Stock

 

Number of Shares Outstanding

 

 

 

Common Stock, $0.001 par value

 

134,732,263 as of May 11, 2005

 

EXPLANATORY NOTE

 

This Amendment No. 2 on Form 10-QSB/A amends the Registrant’s Amendment No. 1 on Form 10-QSB/A, filed July 28, 2005 and Quarterly Report on Form 10-QSB filed by the Registrant on May 16, 2005 with the Securities and Exchange Commission. Amendment No. 2 is being filed solely to amend the Exhibit List.

 

Except as otherwise stated herein, no other information is amended by this Amendment No. 2 on Form 10-QSB/A.

 

 


 

URANIUM RESOURCES, INC.

2004 FIRST QUARTERLY REPORT ON FORM 10-QSB

 

TABLE OF CONTENTS

 

SIGNATURES

 

 

 

Index to Exhibits

 

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

 

URANIUM RESOURCES, INC.

 

 

 

 

Dated: August  24, 2005

By:

/S/ Paul K. Willmott

 

 

 

Paul K. Willmott

 

 

Director, President and

 

 

Chief Executive Officer

 

 

 

 

Dated: August 24, 2005

By:

/S/ Thomas H. Ehrlich

 

 

 

Thomas H. Ehrlich

 

 

Vice President - Finance and

 

 

Chief Financial Officer

 

 

(Principal Financial and Accounting Officer)

 

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EXHIBIT INDEX

 

Exhibit
Number

 

Description

3.1*

 

Restated Certificate of Incorporation of the Company, dated February 15, 2004 (filed with the Company’s Registration Statement on Form SB-2 dated July 26, 2004, SEC File Number 333-117653).

 

 

 

3.2*

 

Restated Bylaws of the Company (filed with the Company’s Form 8-K on April 14, 2005).

 

 

 

4.1*

 

Common Stock Purchase Agreement dated February 28, 2001 between the Company and Purchasers of the Common Stock of the Company (filed with the Company’s Annual Report on Form 10-KA dated July 26, 2001, SEC File Number
000-17171).

 

 

 

10.1*

 

Amended and Restated Directors Stock Option Plan (filed with the Company’s Form S-8 Registration No. 333- 00349 on January 22, 1996).

 

 

 

10.2*

 

Amended and Restated Employee’s Stock Option Plan (filed with the Company’s Form S-8 Registration No. 333-00403 on January 24, 1996).

 

 

 

10.3*

 

Amended and restated 1995 Stock Incentive Plan (filed with the Company’s Form SB-2 Registration No. 333-117653 on July 26, 2005).

 

 

 

10.4*

 

Non-Qualified Stock Option Agreement dated June 19, 2001 between the Company and Leland O. Erdahl (filed with the Company’s 10-QSB dated August 13, 2001, SEC File Number 000-17171).

 

 

 

10.5*

 

Non-Qualified Stock Option Agreement dated June 19, 2001 between the Company and George R. Ireland (filed with the Company’s 10-QSB dated August 13, 2001, SEC File Number 000-17171).

 

 

 

10.7*

 

Summary of Supplemental Health Care Plan (filed with Amendment No. 1 to the Company’s Form S-1 Registration Statement (File No. 33-32754) as filed with the Securities and Exchange Commission on February 20, 1990).

 

 

 

10.9*

 

License to Explore and Option to Purchase dated March 25, 1997 between Santa Fe Pacific Gold Corporation and Uranco, Inc. (filed with the Company’s Annual Report on Form 10-K dated June 30, 1997, SEC File Number 000-17171).

 

 

 

10.12*

 

Compensation Agreement dated June 2, 1997 between the Company and Paul K. Willmott (filed with the Company’s Annual Report on Form 10-K dated June 30, 1998, SEC File Number 000-17171).

 

 

 

10.13*

 

Compensation Agreement dated June 2, 1997 between the Company and Richard A. Van Horn (filed with the Company’s Annual Report on Form 10-K dated June 30, 1998, SEC File Number 000-17171).

 

 

 

10.14*

 

Compensation Agreement dated June 2, 1997 between the Company and Thomas H. Ehrlich (filed with the Company’s Annual Report on Form 10-K dated June 30, 1998, SEC File Number 000-17171).

 

 

 

10.15*

 

Compensation Agreement dated June 2, 1997 between the Company and Mark S. Pelizza (filed with the Company’s Annual Report on Form 10-K dated June 30, 1998, SEC File Number 000-17171).

 

 

 

10.16*

 

Uranium Resources, Inc. 1999 Deferred Compensation Plan (filed with the Company’s Annual Report on Form 10-K dated June 30, 1999, SEC File Number 000-17171).

 

 

 

10.17*

 

2000-2001 Deferred Compensation Plan (filed with the Company’s Annual Report on Form 10-K dated December 31, 2004, SEC File Number 000-17171).

 

 

 

10.22*

 

Uranium Resources, Inc. Deferred Compensation Plan for 2002 (filed with the Company’s Quarterly Report on
Form 10-QSB dated November 13, 2002, SEC File Number 000-17171).

 

 

 

10.23*

 

Uranium Resources, Inc. Deferred Compensation Plan for 2003 (filed with the Company’s Quarterly Report on
Form 10-QSB dated November 13, 2002, SEC File Number 000-17171).

 

 

 

10.26*

 

2004 Directors Stock Option Plan dated June 2, 2004 (filed with the Company’s Registration Statement on Form SB-2 dated July 26, 2004, SEC File Number 333-117653).

 

 

 

10.27*

 

Contract for the Purchase of Natural Uranium Concentrates (U3O8) dated August 12, 2003 (filed with the Company’s Form 10-QSB/A, Amendment No. 2, dated August 24, 2005, SEC File Number 000-171711). (1)

 

 

 

10.28*

 

Contract for the Purchase of Natural Uranium Concentrates (U3O8) dated January 13, 2004 (filed

 

4


 

Exhibit
Number

 

Description

 

 

with the Company’s Form 10-QSB/A, Amendment No. 2, dated August 24, 2005, SEC File Number 000-171711). (1)

 

 

 

10.29*

 

Amendment #1 to Exhibit 10.28 (filed with the Company’s Form 10-QSB/A, Amendment No. 2, dated August 24, 2005, SEC File Number 000-171711). (1)

 

 

 

10.30*

 

Amendment #2 to Exhibit 10.28 (filed with the Company’s Annual Report on Form 10-KSB/A, Amendment No. 3, for the year ended December 31, 2004, SEC File Number 000-17171). (1)

 

 

 

10.31*

 

Note Purchase Agreement dated March 24, 2005 and promissory notes issued thereunder (filed with the Company’s Annual Report on Form 10-K for the year ended December 31, 2004, SEC File Number 000-17171).

 

 

 

14*

 

Uranium Resources, Inc. Code of Ethics for Senior Executives. Filed with the Company’s Annual Report on Form 10-KSB dated March 30, 2004, SEC File Number 000-17171).

 

*              Not filed herewith. Incorporated by reference pursuant to Rule 12b-32 under the Securities Exchange Act of 1934.

(1)           Certain provisions have been omitted and filed separately with the Securities and Exchange Commission pursuant to a request for confidential treatment.

 

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