-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S8998XCyByHhqtjfFC4Pwotn4cxoFy5FewI2NRU8oe4sUDPdhfwGmCtdyZ7tqPyO SPVhH9NvWoaVaNyqWvpKpg== 0000950134-98-008276.txt : 19981028 0000950134-98-008276.hdr.sgml : 19981028 ACCESSION NUMBER: 0000950134-98-008276 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19981007 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19981027 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: URANIUM RESOURCES INC /DE/ CENTRAL INDEX KEY: 0000839470 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS, MINERALS (NO PETROLEUM) [5050] IRS NUMBER: 752212772 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-17171 FILM NUMBER: 98731168 BUSINESS ADDRESS: STREET 1: 12750 MERIT DRIVE STREET 2: SUITE 1210 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: 2143877777 MAIL ADDRESS: STREET 1: 12750 MERIT DRIVE STREET 2: SUITE 1210 CITY: DALLAS STATE: TX ZIP: 75251 8-K 1 FORM 8-K 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): October 7, 1998 URANIUM RESOURCES, INC. ----------------------- (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Delaware 0-17171 75-2212772 -------- ------- ---------- (STATE OR OTHER JURISDICTION OF (COMMISSION FILE NUMBER) (I.R.S. EMPLOYER INCORPORATION) IDENTIFICATION NO.) 12750 Merit Drive, Suite 1020, Dallas, Texas 75251 - -------------------------------------------- ----- (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) ZIP CODE 972-387-7777 ------------ (REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE) Not Applicable -------------- (FORMER NAME OR FORMER ADDRESS, IF CHANGED SINCE LAST REPORT) Exhibit Index Begins on Sequentially Numbered Page 4 2 ITEM 5. OTHER EVENTS. On October 7, 1998, the Company was notified by the Nasdaq Stock Market ("Nasdaq") of Nasdaq's determination that the Company is not in compliance with the minimum $1.00 closing bid price requirement for continued listing of its Common Stock, par value $0.001 per share (the "Common Stock"), on the Nasdaq National Market (the "National Market"). Nasdaq informed the Company that the Company will be provided ninety (90) calendar days from October 5, 1998 in which to regain compliance with the minimum closing bid price. If within such ninety calendar days, the Common Stock complies with the minimum closing bid price requirement for a minimum of ten consecutive trading days, the Nasdaq staff will verify compliance with the continued listing requirements of the National Market. If, however, the Company does not comply with the minimum closing bid price requirement on or before the ninety-day period ended January 5, 1999, the notification states that the Company's Common Stock will be delisted at the opening of business on January 7, 1999. The notification also stated that the Company may seek further procedural remedies by requesting a hearing and paying applicable fees prior to January 5, 1999. There can be no assurance that the Common Stock will comply with the minimum closing bid price requirement during the ninety-day period or that a hearing, if any, will result in the continued listing of the Common Stock on the National Market. Delisting of the Common Stock on the National Market could have a material adverse effect on the market price of, and the efficiency of the trading market for, the Company's Common Stock. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (c) EXHIBITS. 99.1 - Press Release issued October 27, 1998, by the Registrant announcing the notification by the Nasdaq Stock Market that the Company is not in compliance with the $1.00 minimum bid price for continued listing of its Common Stock on the Nasdaq National Market and may be delisted on January 7, 1999 unless corrected or successfully appealed. 2 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. URANIUM RESOURCES, INC. Date: October 27, 1998 /s/ PAUL K. WILLMOTT -------------------------------------- Paul K. Willmott President, Chief Executive Officer and Chairman of the Board of Directors 3 4 EXHIBIT INDEX
Exhibit No. Exhibit Description Page - ----------- ------------------- ---- 99.1 Press Release issued October 27, 1998, by the Registrant E-1 announcing the notification by the Nasdaq Stock Market that the Company is not in compliance with the $1.00 minimum bid price for continued listing of its Common Stock on the Nasdaq National Market and may be delisted on January 7, 1999 unless corrected or successfully appealed.
EX-99.1 2 PRESS RELEASE 1 EXHIBIT 99.1 OCTOBER 27, 1998 PRESS RELEASE Uranium Resources, Inc. announced that on October 7, 1998 the Company received a letter from the Nasdaq Stock Market ("Nasdaq") notifying the Company of Nasdaq's determination that the Company is not in compliance with the minimum $1.00 closing bid price requirement for continued listing of its Common Stock, par value $0.001 per share (the "Common Stock") on the Nasdaq National Market (the "National Market"). Nasdaq informed the Company that the Company will be provided ninety (90) calendar days from October 5, 1998 in which to regain compliance with the minimum closing bid price. If within such ninety calendar days, the Common Stock complies with the minimum closing bid price requirement for a minimum of ten consecutive trading days, the Nasdaq staff will verify compliance with the continued listing requirements of the National Market. If, however, the Company does not comply with the minimum closing bid price requirement on or before the ninety-day period ended January 5, 1999, the notification states that the Company's Common Stock will be delisted at the opening of business on January 7, 1999. The notification also stated that the Company may seek further procedural remedies by requesting a hearing and paying applicable fees prior to January 5, 1999. There can be no assurance that the Common Stock will comply with the minimum closing bid price requirement during the ninety-day period or that a hearing, if any, will result in the continued listing of the Common Stock on the National Market. The Company is reviewing its option in the event that the Common Stock is delisted from the National Market, including if the Company would qualify for the NASDAQ Small Cap market. Delisting of the Common Stock on the National Market could have a material adverse effect on the market price of, and the efficiency of the trading market for, the Company's Common Stock. E-1 -----END PRIVACY-ENHANCED MESSAGE-----