0001654954-19-010643.txt : 20190912 0001654954-19-010643.hdr.sgml : 20190912 20190912131307 ACCESSION NUMBER: 0001654954-19-010643 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190907 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20190912 DATE AS OF CHANGE: 20190912 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WILLAMETTE VALLEY VINEYARDS INC CENTRAL INDEX KEY: 0000838875 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 930981021 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-37610 FILM NUMBER: 191090028 BUSINESS ADDRESS: STREET 1: 8800 ENCHANTED WAY S E CITY: TURNER STATE: OR ZIP: 97392 BUSINESS PHONE: 5035889463 MAIL ADDRESS: STREET 1: 8800 ENCHANTED WAY SE CITY: TURNER STATE: OR ZIP: 97392 8-K 1 wvvi_8k-17771.htm WILLAMETTE VALLEY VINEYARDS, INC. 8-K Blueprint
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of Earliest Event Reported): September 7, 2019
 
Willamette Valley Vineyards, Inc.

(Exact name of Company as specified in its charter)
 
Oregon
0-21522
93-0981021
(State or other
jurisdiction of
incorporation)
 
(Commission File No.)
 
 
 
(I.R.S. Employer
Identification No.)
 
 
  8800 Enchanted Way SE
Turner, OR 97392

(Address of principal executive offices)
 
(503) 588-9463
Registrant’s telephone number, including area code
 
Not Applicable
(Former name or former address, if changed since last report)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) 
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) 
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) 
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
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Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
 
Trading Symbol(s)
 
Name of each exchange on which registered
 Common Stock,
 
WVVI
 
NASDAQ Capital Market
Series A Redeemable Preferred Stock
 
WVVIP
 
NASDAQ Capital Market
  
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
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Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
 
On September 7, 2019, the Board of Directors (the “Board”) of Willamette Valley Vineyards, Inc. (the “Company”) appointed Ms. Leslie Copland to serve as a director on the Board effective September 7, 2019. Ms. Copland has not currently been appointed to any committees of the Board, but the Board anticipates appointing her to the Board’s Compensation Committee.
 
In connection with her appointment to the Board, Ms. Copland will receive compensation as a non-employee director in accordance with the WVV Board Member Compensation Plan as described in the section entitled “Director Compensation” in the Company’s definitive proxy statement on Schedule 14A filed with the U.S. Securities and Exchange Commission on May 23, 2019.
 
There are no arrangements or understandings between Ms. Copland and any person pursuant to which Ms. Copland was appointed as a director. Further, there are no transactions between Ms. Copland and the Company that would require disclosure under Item 404(a) of Regulation S-K.
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
WILLAMETTE VALLEY VINEYARDS, INC.
 
 
 
Date: September 12, 2019
By:
/s/  JAMES W. BERNAU
 
 
 
 
 
 
James W. Bernau
 
 
President
 
 
 
 
 
 
 
 
 
 
 
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