-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ch1xG7OK6URDNrl6WCH291bAcBPEasx0A82Q0k/8ZsLONVITKR5pUeHEE5Ca6yAB DTvsP4NiQzbNg3BEOtH0LA== 0001111830-06-000554.txt : 20060817 0001111830-06-000554.hdr.sgml : 20060817 20060817152734 ACCESSION NUMBER: 0001111830-06-000554 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060817 DATE AS OF CHANGE: 20060817 EFFECTIVENESS DATE: 20060817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW CENTURY PORTFOLIOS CENTRAL INDEX KEY: 0000838802 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-05646 FILM NUMBER: 061040746 BUSINESS ADDRESS: STREET 1: 40 WILLIAM ST STREET 2: SUITE 100 CITY: WELLESLEY STATE: MA ZIP: 02481-3902 BUSINESS PHONE: 8886390102 MAIL ADDRESS: STREET 1: 40 WILLIAM ST STREET 2: SUITE 100 CITY: WELLESLEY STATE: MA ZIP: 02481 FORMER COMPANY: FORMER CONFORMED NAME: WESTON PORTFOLIOS DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: WESTON PORTFOLIOS INC DATE OF NAME CHANGE: 19920621 0000838802 S000009278 New Century Capital Portfolio C000025340 New Century Capital Portfolio NCCPX 0000838802 S000009279 New Century Balanced Portfolio C000025341 New Century Balanced Portfolio NCIPX 0000838802 S000009280 New Century Opportunistic Portfolio C000025342 New Century Opportunistic Portfolio NCAPX 0000838802 S000009281 New Century International Portfolio C000025343 New Century International Portfolio NCFPX 0000838802 S000009282 New Century Alternative Strategies Portfolio C000025344 New Century Alternative Strategies Portfolio NCHPX N-PX 1 npx-0606.htm NEW CENTURY PORTFOLIOS - FORM N-PX
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX


ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number 811-05646

New Century Portfolios
Exact name of registrant as specified in charter)
 
40 William Street, Suite 100
Wellesley, Massachusetts
02481
(Address of principal executive offices)
(Zip code)
 
Nicole M. Tremblay, Esq.
Weston Financial Group, Inc.
40 William Street
Wellesley, Massachusetts 02481
(Name and address of agent for service)

Registrant’s telephone number, including area code: (781) 235-7055
 
Date of fiscal year end: October 31
Date of reporting period: July 1, 2005 - June 30, 2006

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

SEC 2451 (4-03)
Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.


ITEM 1. PROXY VOTING RECORD:

Appended hereto as Exhibit A is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30 with respect to which the Registrant was entitled to vote:

(a)
The name of the issuer of the portfolio security;

(b)
The exchange ticker symbol of the portfolio security;

(c)
The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;

(d)
The shareholder meeting date;

(e)
A brief identification of the matter voted on;

(f)
Whether the matter was proposed by the issuer or by a security holder;

(g)
Whether the Registrant cast its vote on the matter;

(h)
How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and

(i)
Whether the Registrant cast its vote for or against management.

[See General Instruction F]

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

* Print the name and title of each signing officer under his or her signature.
 
(Registrant)
New Century Portfolios
  
     
By (Signature and Title)*
/s/ Wayne M. Grzecki
  
 
Wayne M. Grzecki, President
  

Date: August 8, 2006
 
 
EXHIBIT A

New Century Portfolios' Form N-PX (Annual Proxy Voting record) (07/01/05 - 06/30/06)
 
New Century Portfolios
New Century Capital Portfolio
Ticker: NCCPX
Proxy Voting Record: 7/1/05-6/30/06

                 
Issuer
Ticker
Cusip Number
SH Meeting Date
Actions Voted on
Matter Proposed by Issuer or Security Holder
Did Registrant Cast its Vote on the Matter
How Registrant Cast Vote
Whether Registrant Cast its Vote For or Against Management
ishares Dow Jones Select Div Index
DVY
464287168
07/14/05
Elect Directors
Issuer
Yes
For
For
ishares Dow Jones Select Div Index
DVY
464287168
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
ishares Dow Jones Select Div Index
DVY
464287168
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
ishares Dow Jones Select Div Index
DVY
464287168
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
ishares Dow Jones U.S. Energy Sector Index
IYE
464287796
07/14/05
Elect Directors
Issuer
Yes
For
For
ishares Dow Jones U.S. Energy Sector Index
IYE
464287796
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
ishares Dow Jones U.S. Energy Sector Index
IYE
464287796
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
ishares Dow Jones U.S. Energy Sector Index
IYE
464287796
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
ishares Dow Jones U.S. Energy Sector Index
IYE
464287796
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares MSCI EAFE Index Fund
EFA
464287465
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares MSCI EAFE Index Fund
EFA
464287465
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares MSCI EAFE Index Fund
EFA
464287465
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares MSCI EAFE Index Fund
EFA
464287465
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares MSCI EAFE Index Fund
EFA
464287465
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares MSCI Emerging Markets Index Fund
EEM
464287234
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares MSCI Emerging Markets Index Fund
EEM
464287234
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares MSCI Emerging Markets Index Fund
EEM
464287234
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares MSCI Emerging Markets Index Fund
EEM
464287234
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
Ishares Russell 1000 Growth Index
IWF
464287614
07/14/05
Elect Directors
Issuer
Yes
For
For
Ishares Russell 1000 Growth Index
IWF
464287614
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
Ishares Russell 1000 Growth Index
IWF
464287614
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
Ishares Russell 1000 Growth Index
IWF
464287614
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
Ishares Russell 1000 Growth Index
IWF
464287614
07/14/05
To transact such other business as may porperly come before the special meeting or any adjournment thereof.
Issuer
Yes
For
For
iShares Russell 1000 Value Index
IWD
464287598
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares Russell 1000 Value Index
IWD
464287598
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares Russell 1000 Value Index
IWD
464287598
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares Russell 1000 Value Index
IWD
464287598
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares Russell 1000 Value Index
IWD
464287598
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares S&P 500 Index Fund
IVV
464287200
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares S&P 500 Index Fund
IVV
464287200
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares S&P 500 Index Fund
IVV
464287200
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares S&P 500 Index Fund
IVV
464287200
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares S&P 500 Index Fund
IVV
464287200
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares S&P Midcap 400/BARRA Value Index
IJJ
464287705
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares S&P Midcap 400/BARRA Value Index
IJJ
464287705
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares S&P Midcap 400/BARRA Value Index
IJJ
464287705
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares S&P Midcap 400/BARRA Value Index
IJJ
464287705
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares S&P Midcap 400/BARRA Value Index
IJJ
464287705
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares S&P Smallcap 600/BARRA Growth Index
IJT
464287887
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares S&P Smallcap 600/BARRA Growth Index
IJT
464287887
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares S&P Smallcap 600/BARRA Growth Index
IJT
464287887
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares S&P Smallcap 600/BARRA Growth Index
IJT
464287887
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares S&P Smallcap 600/BARRA Growth Index
IJT
464287887
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares S&P Smallcap 600/BARRA Value Index
IJS
464287879
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares S&P Smallcap 600/BARRA Value Index
IJS
464287879
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares S&P Smallcap 600/BARRA Value Index
IJS
464287879
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares S&P Smallcap 600/BARRA Value Index
IJS
464287879
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares S&P Smallcap 600/BARRA Value Index
IJS
464287879
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
Lazard International Small Cap Portfolio Class I
LZSIX
52106N806
08/11/05
Elect Directors
Issuer
Yes
For
For
Lazard International Small Cap Portfolio Class I
LZSIX
52106N806
08/11/05
With respect to the proposal to approve a new investment management agreement with Lazard Asset Management LLC.
Issuer
Yes
For
For
Investment Company Institute
n/a
n/a
10/06/05
Elect Board of Governors
Issuer
Yes
For
For
Investment Company Institute
n/a
n/a
10/06/05
Ratification of Deloitte & Touche LLP as independent auditors for fiscal year ending 9/30/05
Issuer
Yes
For
For
Investment Company Institute
n/a
n/a
10/06/05
Other Matters
Issuer
Yes
For
For
Dodge & Cox International Stock Fund
DODFX
256206103
12/02/05
Elect Trustees
Issuer
No
N/A
Not voted due to technical issues. Proxy voter was unable to access voting site and log in with pin# because of firewall issues.
Dodge & Cox International Stock Fund
DODFX
256206103
12/02/05
Other Matters
Issuer
No
N/A
Not voted due to technical issues. Proxy voter was unable to access voting site and log in with pin# because fo firewall issues.
Marsico 21st Century Fund
MXXIX
573012309
02/08/06
Elect Directors
Issuer
Yes
For
For
Powershares Dynamic Market Portfolio
PWC
73935X104
06/14/06
To approve the new investment advisory agreement by and between the trust and Powershares Capital Management LLC (the "adviser") pursuant to which the adviser will continue to act as investment adviser to the fund of the trust.
Issuer
Yes
For
For
Powershares Dynamic Market Portfolio
PWC
73935X104
06/14/06
To approve a change in the classification of the investment objective of the fund of the trust from a fundamental investment policy to a non-fundamental investment policy.
Issuer
Yes
For
For

 
New Century Portfolios
New Century Balanced Portfolio
Ticker: NCIPX
Proxy Voting Record: 7/1/05-6/30/06
 
Issuer
Ticker
Cusip Number
SH Meeting Date
Actions Voted on
Matter Proposed by Issuer or Security Holder
Did Registrant Cast its Vote on the Matter
How Registrant Cast Vote
Whether Registrant Cast its Vote For or Against Management
ishares Dow Jones Select Div Index Fund
DVY
464287168
07/14/05
Elect Directors
Issuer
Yes
For
For
ishares Dow Jones Select Div Index Fund
DVY
464287168
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
ishares Dow Jones Select Div Index Fund
DVY
464287168
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
ishares Dow Jones Select Div Index Fund
DVY
464287168
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares Dow Jones US Energy Sec Index
IYE
464287796
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares Dow Jones US Energy Sec Index
IYE
464287796
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares Dow Jones US Energy Sec Index
IYE
464287796
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares Dow Jones US Energy Sec Index
IYE
464287796
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares Dow Jones US Energy Sec Index
IYE
464287796
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares MSCI EAFE Index Fund
EFA
464287465
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares MSCI EAFE Index Fund
EFA
464287465
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares MSCI EAFE Index Fund
EFA
464287465
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares MSCI EAFE Index Fund
EFA
464287465
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares MSCI EAFE Index Fund
EFA
464287465
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares Russell 1000 Growth Index
IWF
464287614
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares Russell 1000 Growth Index
IWF
464287614
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares Russell 1000 Growth Index
IWF
464287614
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares Russell 1000 Growth Index
IWF
464287614
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares Russell 1000 Growth Index
IWF
464287614
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares Russell 1000 Value Index
IWD
464287598
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares Russell 1000 Value Index
IWD
464287598
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares Russell 1000 Value Index
IWD
464287598
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares Russell 1000 Value Index
IWD
464287598
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares Russell 1000 Value Index
IWD
464287598
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares S&P 500 Index Fund
IVV
464287200
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares S&P 500 Index Fund
IVV
464287200
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares S&P 500 Index Fund
IVV
464287200
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares S&P 500 Index Fund
IVV
464287200
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares S&P 500 Index Fund
IVV
464287200
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares S&P Midcap 400/BARRA Value Index
IJJ
464287705
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares S&P Midcap 400/BARRA Value Index
IJJ
464287705
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares S&P Midcap 400/BARRA Value Index
IJJ
464287705
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares S&P Midcap 400/BARRA Value Index
IJJ
464287705
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares S&P Midcap 400/BARRA Value Index
IJJ
464287705
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares S&P Smallcap 600/BARRA Growth Index
IJT
464287887
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares S&P Smallcap 600/BARRA Growth Index
IJT
464287887
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares S&P Smallcap 600/BARRA Growth Index
IJT
464287887
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares S&P Smallcap 600/BARRA Growth Index
IJT
464287887
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares S&P Smallcap 600/BARRA Growth Index
IJT
464287887
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares S&P Smallcap 600/BARRA Value Index
IJS
464287879
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares S&P Smallcap 600/BARRA Value Index
IJS
464287879
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares S&P Smallcap 600/BARRA Value Index
IJS
464287879
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares S&P Smallcap 600/BARRA Value Index
IJS
464287879
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares S&P Smallcap 600/BARRA Value Index
IJS
464287879
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
Lazard International Small Cap Portfolio Class I
LZISX
52106N806
08/11/05
Elect Directors
Issuer
Yes
For
For
Lazard International Small Cap Portfolio Class I
LZISX
52106N806
08/11/05
With respect to the proposal to approve a new investment management agreement with Lazard Asset Management LLC.
Issuer
Yes
For
For
Investment Company Institute
n/a
n/a
10/06/05
Elect Board of Governors
Issuer
Yes
For
For
Investment Company Institute
n/a
n/a
10/06/05
Ratification of Deloitte & Touche LLP as independent auditors for fiscal year ending 9/30/05
Issuer
Yes
For
For
Investment Company Institute
n/a
n/a
10/06/05
Other Matters
Issuer
Yes
For
For
Dodge & Cox International Stock Fund
DODFX
256206103
12/02/05
Elect Trustees
Issuer
No
N/A
N/A
Dodge & Cox International Stock Fund
DODFX
256206103
12/02/05
To Transact other business as may properly come before the Special Meeting or any adjournment thereof.
Issuer
No
N/A
Not voted due to technical issues. Proxy voter was unable to access voting site and log in with pin# because fo firewall issues.
Dodge & Cox Income Fund
DODIX
256210105
12/02/05
Elect Trustees
Issuer
No
N/A
Not voted due to technical issues. Proxy voter was unable to access voting site and log in with pin# because fo firewall issues.
Dodge & Cox Income Fund
DODIX
256210105
12/02/05
To Transact other business as may properly come before the Special Meeting or any adjournment thereof.
Issuer
No
N/A
Not voted due to technical issues. Proxy voter was unable to access voting site and log in with pin# because fo firewall issues.
Dodge & Cox Stock Fund
DODGX
256219106
12/02/05
Elect Trustees
Issuer
No
N/A
Not voted due to technical issues. Proxy voter was unable to access voting site and log in with pin# because fo firewall issues.
Dodge & Cox Stock Fund
DODGX
256219106
12/02/05
To Transact other business as may properly come before the Special Meeting or any adjournment thereof.
Issuer
No
N/A
Not voted due to technical issues. Proxy voter was unable to access voting site and log in with pin# because fo firewall issues.
Mainstay High Yield Corp Bond Fund
MHCAX
56062F772
03/27/06
Elect Directors
Issuer
Yes
For
For
Mainstay High Yield Corp Bond Fund
MHCAX
56062F772
03/27/06
To Grant the trust approval to enter into and materially amend agreements with sub-advisors on behalfd of one or more of the funds without obtaining shareholder approval
Issuer
Yes
For
For
Mainstay High Yield Corp Bond Fund
MHCAX
56062F772
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: borrowing
Issuer
Yes
For
For
Mainstay High Yield Corp Bond Fund
MHCAX
56062F772
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: Senior Securities
Issuer
Yes
For
For
Mainstay High Yield Corp Bond Fund
MHCAX
56062F772
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: Underwriting Securities
Issuer
Yes
For
For
Mainstay High Yield Corp Bond Fund
MHCAX
56062F772
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: Real Estate
Issuer
Yes
For
For
Mainstay High Yield Corp Bond Fund
MHCAX
56062F772
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: Commodities
Issuer
Yes
For
For
Mainstay High Yield Corp Bond Fund
MHCAX
56062F772
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: Making Loans
Issuer
Yes
For
For
Mainstay High Yield Corp Bond Fund
MHCAX
56062F772
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: Concentration of Investments
Issuer
Yes
For
For
Mainstay High Yield Corp Bond Fund
MHCAX
56062F772
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: Diversification
Issuer
Yes
For
For
Mainstay High Yield Corp Bond Fund
MHCAX
56062F772
03/27/06
To transact such other business as may properly come before the special meeting and any adjournments or postponements thereof
Issuer
Yes
For
For
Alliance World Dollar Govt Fund II
AWF
01879R106
03/29/06
Elect Directors
Issuer
Yes
For
For
T. Rowe Price Emerging Markets Bond Fund
PREMX
77956H872
04/19/06
Elect Directors
Issuer
Yes
For
For
Powershares Dynamic Market Portfolio
PWC
73935X104
06/14/06
To approve the new investment advisory agreement by and between the trust and Powershares Capital Management LLC (the "adviser") pursuant to which the adviser will continue to act as investment adviser to the fund of the trust.
Issuer
Yes
For
For
Powershares Dynamic Market Portfolio
PWC
73935X104
06/14/06
To approve a change in the classification of the investment objective of the fund of the trust from a fundamental investment policy to a non-fundamental investment policy.
Issuer
Yes
For
For




New Century Portfolios
New Century Opportunistic Portfolio
Ticker: NCAPX
Proxy Voting Record: 7/1/05-6/30/06
 
Issuer
Ticker
Cusip Number
SH Meeting Date
Actions Voted on
Matter Proposed by Issuer or Security Holder
Did Registrant Cast its Vote on the Matter
How Registrant Cast Vote
Whether Registrant Cast its Vote For or Against Management
iShares Goldman Sachs Networking Index
IGN
464287531
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares Goldman Sachs Networking Index
IGN
464287531
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares Goldman Sachs Networking Index
IGN
464287531
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares Goldman Sachs Networking Index
IGN
464287531
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares Goldman Sachs Networking Index
IGN
464287531
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares Dow Jones US Energy Sec Index
IYE
464287796
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares Dow Jones US Energy Sec Index
IYE
464287796
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares Dow Jones US Energy Sec Index
IYE
464287796
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares Dow Jones US Energy Sec Index
IYE
464287796
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares Dow Jones US Energy Sec Index
IYE
464287796
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares Goldman Sachs Natural Resources Index
IGE
464287374
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares Goldman Sachs Natural Resources Index
IGE
464287374
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares Goldman Sachs Natural Resources Index
IGE
464287374
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares Goldman Sachs Natural Resources Index
IGE
464287374
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares Goldman Sachs Natural Resources Index
IGE
464287374
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares MSCI Emging Mkts Index Fund
EEM
464287234
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares MSCI Emging Mkts Index Fund
EEM
464287234
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares MSCI Emging Mkts Index Fund
EEM
464287234
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares MSCI Emging Mkts Index Fund
EEM
464287234
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares S&P Midcap 400/BARRA Growth Index
IJK
464287606
07/14/05
Elect Directors
Issuer
No
N/A
No confirm on file to indicate how vote was cast
iShares S&P Midcap 400/BARRA Growth Index
IJK
464287606
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
No
N/A
No confirm on file to indicate how vote was cast
iShares S&P Midcap 400/BARRA Growth Index
IJK
464287606
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
No
N/A
No confirm on file to indicate how vote was cast
iShares S&P Midcap 400/BARRA Growth Index
IJK
464287606
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
No
N/A
No confirm on file to indicate how vote was cast
iShares S&P Midcap 400/BARRA Growth Index
IJK
464287606
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
No
N/A
No confirm on file to indicate how vote was cast
iShares NASDAQ Biotechnology Index
IBB
464287556
07/14/05
Elect Directors
Issuer
No
N/A
No confirm on file to indicate how vote was cast
iShares NASDAQ Biotechnology Index
IBB
 
464287556
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
No
N/A
No confirm on file to indicate how vote was cast
iShares NASDAQ Biotechnology Index
IBB
 
464287556
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
No
N/A
No confirm on file to indicate how vote was cast
iShares NASDAQ Biotechnology Index
IBB
 
464287556
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
No
N/A
No confirm on file to indicate how vote was cast
iShares NASDAQ Biotechnology Index
IBB
 
464287556
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
No
N/A
No confirm on file to indicate how vote was cast
Investment Company Institute
n/a
n/a
10/06/05
Elect Board of Governors
Issuer
Yes
For
For
Investment Company Institute
n/a
n/a
10/06/05
Ratification of Deloitte & Touche LLP as independent auditors for fiscal year ending 9/30/05
Issuer
Yes
For
For
Investment Company Institute
n/a
n/a
10/06/05
Other Matters
Issuer
Yes
For
For
T. Rowe Price Emerging Europe and Mediterranean Fund
TREMX
77956H815
04/19/06
Elect Directors
Issuer
Yes
For
For
Powershares Dynamic Biotech & Genome
PWE
73935X856
06/14/06
To approve the new investment advisory agreement by and between the trust and Powershares Capital Management LLC (the "adviser") pursuant to which the adviser will continue to act as investment adviser to the fund of the trust.
Issuer
Yes
For
For
Powershares Dynamic Biotech & Genome
PWE
73935X856
06/14/06
To approve a change in the classification of the investment objective of the fund of the trust from a fundamental investment policy to a non-fundamental investment policy.
Issuer
Yes
For
For



New Century Portfolios
New Century International Portfolio
Ticker: NCFPX
Proxy Voting Record: 7/1/05-6/30/06
 
Issuer
Ticker
Cusip Number
SH Meeting Date
Actions Voted on
Matter Proposed by Issuer or Security Holder
Did Registrant Cast its Vote on the Matter
How Registrant Cast Vote
Whether Registrant Cast its Vote For or Against Management
Ishares MSCI UK Index Fund
EWU
464286699
07/14/05
Elect Directors
Issuer
Yes
For
For
Ishares MSCI UK Index Fund
EWU
464286699
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
Ishares MSCI UK Index Fund
EWU
464286699
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
Ishares MSCI UK Index Fund
EWU
464286699
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
Ishares MSCI UK Index Fund
EWU
464286699
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
Ishares MSCI Australia Index Fund
EWA
464286103
07/14/05
Elect Directors
Issuer
Yes
For
For
Ishares MSCI Australia Index Fund
EWA
464286103
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
Ishares MSCI Australia Index Fund
EWA
464286103
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
Ishares MSCI Australia Index Fund
EWA
464286103
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
Ishares MSCI Australia Index Fund
EWA
464286103
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
Ishares MSCI Pacific Ex-Japan Index
EPP
464286665
07/14/05
Elect Directors
Issuer
Yes
For
For
Ishares MSCI Pacific Ex-Japan Index
EPP
464286665
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
Ishares MSCI Pacific Ex-Japan Index
EPP
464286665
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
Ishares MSCI Pacific Ex-Japan Index
EPP
464286665
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
Ishares MSCI Pacific Ex-Japan Index
EPP
464286665
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares MSCI Austria Index
EWO
464286202
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares MSCI Austria Index
EWO
464286202
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares MSCI Austria Index
EWO
464286202
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares MSCI Austria Index
EWO
464286202
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares MSCI Austria Index
EWO
464286202
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares MSCI EAFE Index Fund
EFE
464287465
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares MSCI EAFE Index Fund
EFE
464287465
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares MSCI EAFE Index Fund
EFE
464287465
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares MSCI EAFE Index Fund
EFE
464287465
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares MSCI EAFE Index Fund
EFE
464287465
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares MSCI Emerging Mkts Index Fund
EEM
464287234
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares MSCI Emerging Mkts Index Fund
EEM
464287234
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares MSCI Emerging Mkts Index Fund
EEM
464287234
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares MSCI Emerging Mkts Index Fund
EEM
464287234
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares Latin America 40 Index Fund
ILF
464287390
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares Latin America 40 Index Fund
ILF
464287390
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares Latin America 40 Index Fund
ILF
464287390
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares Latin America 40 Index Fund
ILF
464287390
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares Latin America 40 Index Fund
ILF
464287390
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares MSCI Belgium Index Fund
EWK
464286301
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares MSCI Belgium Index Fund
EWK
464286301
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares MSCI Belgium Index Fund
EWK
464286301
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares MSCI Belgium Index Fund
EWK
464286301
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares MSCI Belgium Index Fund
EWK
464286301
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares MSCI Canada Index Fund
EWC
464286509
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares MSCI Canada Index Fund
EWC
464286509
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares MSCI Canada Index Fund
EWC
464286509
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares MSCI Canada Index Fund
EWC
464286509
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares MSCI Canada Index Fund
EWC
464286509
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares MSCI Germany Index Fund
EWG
464286806
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares MSCI Germany Index Fund
EWG
464286806
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares MSCI Germany Index Fund
EWG
464286806
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares MSCI Germany Index Fund
EWG
464286806
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares MSCI Germany Index Fund
EWG
464286806
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares MSCI Sweden Index Fund
EWD
464286756
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares MSCI Sweden Index Fund
EWD
464286756
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares MSCI Sweden Index Fund
EWD
464286756
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares MSCI Sweden Index Fund
EWD
464286756
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares MSCI Sweden Index Fund
EWD
464286756
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
iShares MSCI Mexico Index Fund
EWW
464286822
07/14/05
Elect Directors
Issuer
Yes
For
For
iShares MSCI Mexico Index Fund
EWW
464286822
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding senior securities.
Issuer
Yes
For
For
iShares MSCI Mexico Index Fund
EWW
464286822
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding loans.
Issuer
Yes
For
For
iShares MSCI Mexico Index Fund
EWW
464286822
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding industry concentration.
Issuer
Yes
For
For
iShares MSCI Mexico Index Fund
EWW
464286822
07/14/05
To approve the modification or elimination of certain funds' fundamental investment policies and restrictions: Policy regarding investments in a single issuer.
Issuer
Yes
For
For
iShares MSCI Mexico Index Fund
EWW
464286822
07/14/05
To approve a change in the classification of certain funds' investment objectives from fundamental investment policies to non-fundamental investment policies
Issuer
Yes
For
For
iShares MSCI Mexico Index Fund
EWW
464286822
07/14/05
To transact such other business as may porperly come before the special meetin or any adjournment thereof.
Issuer
Yes
For
For
Lazard International Small Cap Portfolio Class I
LZISX
52106N806
08/11/05
Elect Directors
Issuer
Yes
For
For
Lazard International Small Cap Portfolio Class I
LZISX
52106N806
08/11/05
With respect to the proposal to approve a new investment management agreement with Lazard Asset Management LLC.
Issuer
Yes
For
For
Investment Company Institute
n/a
n/a
10/06/05
Elect Board of Governors
Issuer
Yes
For
For
Investment Company Institute
n/a
n/a
10/06/05
Ratification of Deloitte & Touche LLP as independent auditors for fiscal year ending 9/30/05
Issuer
Yes
For
For
Investment Company Institute
n/a
n/a
10/06/05
Other Matters
Issuer
Yes
For
For
Dodge & Cox International Stock Fund
DODFX
256206103
12/02/05
Elect Trustees
Issuer
No
N/A
Not voted due to technical issues. Proxy voter was unable to access voting site and log in with pin# because fo firewall issues.
Dodge & Cox International Stock Fund
DODFX
256206103
12/02/05
To Transact other business as may properly come before the Special Meeting or any adjournment thereof.
Issuer
No
N/A
Not voted due to technical issues. Proxy voter was unable to access voting site and log in with pin# because fo firewall issues.
T. Rowe Price Emerging Europe and Mediterranean Fund
TREMX
77956H815
04/19/06
Elect Directors
Issuer
Yes
For
For
Matthews International Pacific Tiger Fund
MAPTX
577130107
05/24/06
Elect Directors
Issuer
Yes
For
For



New Century Portfolios
New Century Alternative Strategies Portfolio
Ticker: NCHPX
Proxy Voting Record: 7/1/05-6/30/06
 
Issuer
Ticker
Cusip Number
SH Meeting Date
Actions Voted on
Matter Proposed by Issuer or Security Holder
Did Registrant Cast its Vote on the Matter
How Registrant Cast Vote
Whether Registrant Cast its Vote For or Against Management
Capital and Income Strategies Fund
CII
13971Y103
08/23/05
Elect Directors
Issuer
No
n/a
No vote confirmation on file to indicate vote was cast
Capital and Income Strategies Fund
CII
13971Y103
08/23/05
Transact any other such business as may properly come before the Meetings or any adjournment thereof.
Issuer
No
n/a
No vote confirmation on file to indicate vote was cast
Investment Company Institute
n/a
n/a
10/06/05
Elect Board of Governors
Issuer
Yes
For
For
Investment Company Institute
n/a
n/a
10/06/05
Ratification of Deloitte & Touche LLP as independent auditors for fiscal year ending 9/30/05
Issuer
Yes
For
For
Investment Company Institute
n/a
n/a
10/06/05
Other Matters
Issuer
Yes
For
For
Scudder Global Commodities Stock Fund
GES
81114Y108
10/11/05
Elect Directors
Issuer
Yes
For
For
Diamond Hill Focus L/S Fund Class I
DHLSX
25264s833
11/07/05
Elect Directors
Issuer
Yes
For
For
Diamond Hill Focus L/S Fund Class I
DHLSX
25264S833
11/07/05
Approval of the new Management Agreement
Issuer
Yes
For
For
RS Global Natural Resources
RSNRX
74972H705
12/06/05
Elect Directors
Issuer
Yes
For
For
Analytic Defensive Equity Fund I
ANDEX
00758M287
12/07/05
Approve an agreement and plan of reorganization providing for the transfer of all of the assets of the fund to Old Mutual Analytic Defensive Equity Fund
Issuer
Yes
For
For
Gateway Fund
GATEX
367829207
12/15/05
Approve a new investment management agreement between the fund and Gateway Investment Advisors, L.P., the Funds's investment adviser.
Issuer
Yes
For
For
Gateway Fund
GATEX
367829207
12/15/05
To Ratify the selection of Ernst & Young LLP as the independent registered public accounting firm for the Trust for th FYE 12/31/05
Issuer
Yes
For
For
Fidelity Capital and Income Fund
FAGIX
316062108
02/15/06
Elect Directors
Issuer
Yes
For
For
Mainstay Global High Income Fund
MGHAX
56062F475
03/27/06
Elect Directors
Issuer
Yes
For
For
Mainstay Global High Income Fund
MGHAX
56062F475
03/27/06
To Grant the trust approval to enter into and materially amend agreements with sub-advisors on behalfd of one or more of the funds without obtaining shareholder approval
Issuer
Yes
For
For
Mainstay Global High Income Fund
MGHAX
56062F475
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: borrowing
Issuer
Yes
For
For
Mainstay Global High Income Fund
MGHAX
56062F475
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: Senior Securities
Issuer
Yes
For
For
Mainstay Global High Income Fund
MGHAX
56062F475
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: Underwriting Securities
Issuer
Yes
For
For
Mainstay Global High Income Fund
MGHAX
56062F475
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: Real Estate
Issuer
Yes
For
For
Mainstay Global High Income Fund
MGHAX
56062F475
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: Commodities
Issuer
Yes
For
For
Mainstay Global High Income Fund
MGHAX
56062F475
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: Making Loans
Issuer
Yes
For
For
Mainstay Global High Income Fund
MGHAX
56062F475
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: Concentration of Investments
Issuer
Yes
For
For
Mainstay Global High Income Fund
MGHAX
56062F475
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: Diversification
Issuer
Yes
For
For
Mainstay Global High Income Fund
MGHAX
56062F475
03/27/06
To transact such other business as may properly come before the special meeting and any adjournments or postponements thereof
Issuer
Yes
For
For
Mainstay High Yield Corp Bond Fund
MHCAX
56062F772
03/27/06
Elect Directors
Issuer
Yes
For
For
Mainstay High Yield Corp Bond Fund
MHCAX
56062F772
03/27/06
To Grant the trust approval to enter into and materially amend agreements with sub-advisors on behalfd of one or more of the funds without obtaining shareholder approval
Issuer
Yes
For
For
Mainstay High Yield Corp Bond Fund
MHCAX
56062F772
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: borrowing
Issuer
Yes
For
For
Mainstay High Yield Corp Bond Fund
MHCAX
56062F772
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: Senior Securities
Issuer
Yes
For
For
Mainstay High Yield Corp Bond Fund
MHCAX
56062F772
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: Underwriting Securities
Issuer
Yes
For
For
Mainstay High Yield Corp Bond Fund
MHCAX
56062F772
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: Real Estate
Issuer
Yes
For
For
Mainstay High Yield Corp Bond Fund
MHCAX
56062F772
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: Commodities
Issuer
Yes
For
For
Mainstay High Yield Corp Bond Fund
MHCAX
56062F772
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: Making Loans
Issuer
Yes
For
For
Mainstay High Yield Corp Bond Fund
MHCAX
56062F772
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: Concentration of Investments
Issuer
Yes
For
For
Mainstay High Yield Corp Bond Fund
MHCAX
56062F772
03/27/06
To approve the amendment of certain fundamental investment restrictins regarding: Diversification
Issuer
Yes
For
For
Mainstay High Yield Corp Bond Fund
MHCAX
56062F772
03/27/06
To transact such other business as may properly come before the special meeting and any adjournments or postponements thereof
Issuer
Yes
For
For
Alliance World Dollar Govt Fund II
AWF
01879R106
03/29/06
Elect Directors
Issuer
Yes
For
For
Nuveen Preferred & Convertible Income Fund
JDC
67073B106
03/29/06
Elect Directors
Issuer
Yes
For
For
Neuberger Berman Income Opportunities Fund
NOX
64126L108
04/06/06
Elect Directors
Issuer
Yes
For
For
Neuberger Berman Real Estate Securities Income Fund
NRO
64190A103
04/06/06
Elect Directors
Issuer
Yes
For
For
T. Rowe Price New Era Fund
PRNEX
779559103
04/19/06
Elect Directors
Issuer
Yes
For
For
AIM Select Real Estate Income Fund
RRE
00888R107
05/09/06
Elect Directors
Issuer
Yes
For
For
AIM Select Real Estate Income Fund
RRE
00888R107
05/09/06
Ratification of the Audit Committee's appointment of PWC LLP as independent registered public accountants
Issuer
Yes
For
For
Powershares Global Water Portfolio
PHO
73935X575
06/14/06
To approve the new investment advisory agreement by and between the trust and Powershares Capital Management LLC (the "adviser") pursuant to which the adviser will continue to act as investment adviser to the fund of the trust.
Issuer
Yes
For
For
Powershares Global Water Portfolio
PHO
73935X575
06/14/06
To approve a change in the classification of the investment objective of the fund of the trust from a fundamental investment policy to a non-fundamental investment policy.
Issuer
Yes
For
For
DWS RREEF Real Estate Fund, Inc.
SRQ
233384106
06/28/06
Elect Directors
Issuer
Yes
For
For

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