-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vwenqyd51+t9soz2HGN38X3pW06AbOOrxfQz5Myhl56k1+qjtyMsa8lxwLKRwb2c wme5W4oiNVuRLFNaFTYcnA== 0001206990-04-000026.txt : 20040903 0001206990-04-000026.hdr.sgml : 20040903 20040903131833 ACCESSION NUMBER: 0001206990-04-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040901 FILED AS OF DATE: 20040903 DATE AS OF CHANGE: 20040903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VISX INC CENTRAL INDEX KEY: 0000837991 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 061161793 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087332020 MAIL ADDRESS: STREET 1: VISX INC STREET 2: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051-0703 FORMER COMPANY: FORMER CONFORMED NAME: TAUNTON TECHNOLOGIES INC DATE OF NAME CHANGE: 19901212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUNKEL JOHN F JR CENTRAL INDEX KEY: 0001206990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10694 FILM NUMBER: 041016154 BUSINESS ADDRESS: STREET 1: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087332020 MAIL ADDRESS: STREET 1: 3400 CENTRAL AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95051 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-09-01 0000837991 VISX INC EYE 0001206990 RUNKEL JOHN F JR 3400 CENTRAL EXPRESSWAY SANTA CLARA CA 95051 0 1 0 0 Senior VP, Bus. Dev. & GC Common Stock 2004-09-01 4 M 0 218 13.75 A 3079 D Common Stock 2004-09-01 4 M 0 782 8.03 A 3861 D Common Stock 2004-09-01 4 S 0 1000 20.6661 D 2861 D Stock Option (Right to Buy) 13.75 2004-09-01 4 M 0 218 0 D 2011-01-29 Common Stock 218 4449 D Stock Option (Right to Buy) 8.03 2004-09-01 4 M 0 782 0 D 2013-03-03 Common Stock 782 12499 D The sale reported in this Form 4 was effected pusuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 15, 2003, as amended. Stock option granted under the VISX, Incorporated 2000 Stock Plan, as amended, which is a Rule 16b-3 plan. The Reporting Person exercised 218 shares of the 23,066 shares which were granted on January 29, 2001. This option is exercisable upon vesting, and 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48th of the shares subject to the option vest at the end of each full month thereafter for 36 months. Stock option granted under the VISX, Incorporated 2000 Stock Plan, as amended, which is a Rule 16b-3 plan. The Reporting Person exercised 782 shares of the 25,779 shares which were granted on March 3, 2003. This option is exercisable upon vesting, and 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48th of the shares subject to the option vest at the end of each full month thereafter for 36 months. John F. Runkel, Jr. 2004-09-03 -----END PRIVACY-ENHANCED MESSAGE-----