-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A+Ms6Z/p1qPWrty1iEL5J2yMpyOOQ5B7Ibqs8WepRReVczElAh7gWa8kUUVhSOJ3 Qi8t6tFb1SfSafxESotFug== 0001206990-04-000010.txt : 20040505 0001206990-04-000010.hdr.sgml : 20040505 20040505183543 ACCESSION NUMBER: 0001206990-04-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040503 FILED AS OF DATE: 20040505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VISX INC CENTRAL INDEX KEY: 0000837991 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 061161793 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087332020 MAIL ADDRESS: STREET 1: VISX INC STREET 2: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051-0703 FORMER COMPANY: FORMER CONFORMED NAME: TAUNTON TECHNOLOGIES INC DATE OF NAME CHANGE: 19901212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUNKEL JOHN F JR CENTRAL INDEX KEY: 0001206990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10694 FILM NUMBER: 04782861 BUSINESS ADDRESS: STREET 1: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087332020 MAIL ADDRESS: STREET 1: 3400 CENTRAL AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95051 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-05-03 0000837991 VISX INC EYE 0001206990 RUNKEL JOHN F JR C/O VISX, INCORPORATED 3400 CENTRAL EXPRESSWAY SANTA CLARA CA 95051 0 1 0 0 V.P., General Counsel Common Stock 2004-05-03 4 M 0 2999 13.75 A 5333 D Common Stock 2004-05-03 4 M 0 1 8.03 A 5334 D Common Stock 2004-05-03 4 S 0 2000 22.00 D 3334 D Common Stock 2004-05-03 4 S 0 1000 21.9022 D 2334 D Stock Option (Right to Buy) 13.75 2004-05-03 4 M 0 2999 0 D 2011-01-29 Common Stock 2999 6208 D Stock Option (Right to Buy) 8.03 2004-05-03 4 M 0 1 0 D 2013-03-03 Common Stock 1 11720 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2003, as amended. Stock option granted under the VISX, Incorporated 2000 Stock Plan, as amended, which is a Rule 16b-3 plan. The reporting person exercised 2,999 shares of the 23,066 shares which were granted on January 29, 2001. This option is exercisable upon vesting, and 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48th of the shares subject to the option vest at the end of each full month thereafter for 36 months. Stock option granted under the VISX, Incorporated 2000 Stock Plan, as amended, which is a Rule 16b-3 plan. The reporting person exercised 1 share of the 11,721 shares which were granted on March 3, 2003. This option is exercisable upon vesting, and 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48th of the shares subject to the option vest at the end of each full month thereafter for 36 months. John F. Runkel, Jr. 2004-05-05 -----END PRIVACY-ENHANCED MESSAGE-----