-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IdYaHvD8Dgd3fNAG19UO6Ua9XIe/Vod4/zTfphspb6TilGDg9wtB5imAbOzKOoC4 TySfevDwHRgzqOrGuZcGWQ== 0001206987-04-000020.txt : 20040903 0001206987-04-000020.hdr.sgml : 20040903 20040903131919 ACCESSION NUMBER: 0001206987-04-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040901 FILED AS OF DATE: 20040903 DATE AS OF CHANGE: 20040903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VISX INC CENTRAL INDEX KEY: 0000837991 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 061161793 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087332020 MAIL ADDRESS: STREET 1: VISX INC STREET 2: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051-0703 FORMER COMPANY: FORMER CONFORMED NAME: TAUNTON TECHNOLOGIES INC DATE OF NAME CHANGE: 19901212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POST DOUGLAS H CENTRAL INDEX KEY: 0001206987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10694 FILM NUMBER: 041016159 BUSINESS ADDRESS: STREET 1: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087332020 MAIL ADDRESS: STREET 1: 3400 CENTRAL AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95051 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-09-01 0000837991 VISX INC EYE 0001206987 POST DOUGLAS H 3400 CENTRAL EXPRESSWAY SANTA CLARA CA 95051 0 1 0 0 President and COO Common Stock 2004-09-01 4 M 0 3500 8.6875 A 16273 D Common Stock 2004-09-01 4 M 0 833 10.25 A 17106 D Common Stock 2004-09-01 4 M 0 2667 8.03 A 19773 D Common Stock 2004-09-01 4 S 0 7000 20.6661 D 12773 D Stock Option (Right to Buy) 8.6875 2004-09-01 4 M 0 3500 0 D 2006-05-23 Common Stock 3500 0 D Stock Option (Right to Buy) 10.25 2004-09-01 4 M 0 833 0 D 2011-01-02 Common Stock 833 61098 D Stock Option (Right to Buy) 8.03 2004-09-01 4 M 0 2667 0 D 2013-03-03 Common Stock 2667 21626 D The sale reported in this Form 4 was effected pusuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 27, 2003. Stock option granted under the VISX, Incorporated 1995 Stock Plan, which is a Rule 16b-3 plan. The Reporting Person exercised 3,500 shares of the 28,000 shares which were granted on May 23, 1996. This option is exercisable upon vesting, and 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48th of the shares subject to the option vest at the end of each full month thereafter for 36 months. Stock option granted under the VISX, Incorporated 2000 Stock Plan, as amended, which is a Rule 16b-3 plan. The Reporting Person exercised 833 shares of the 61,931 shares which were granted on January 2, 2001. This option is exercisable upon vesting, and 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48th of the shares subject to the option vest at the end of each full month thereafter for 36 months. Stock option granted under the VISX, Incorporated 2000 Stock Plan, as amended, which is a Rule 16b-3 plan. The Reporting Person exercised 2,667 shares of the 39,334 shares which were granted on March 3, 2003. This option is exercisable upon vesting, and 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48th of the shares subject to the option vest at the end of each full month thereafter for 36 months. Douglas H. Post 2004-09-03 -----END PRIVACY-ENHANCED MESSAGE-----