-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rmft9/SjlDhx1InRHvUdgfkgdSbFo9ShZ+X7QeptiwrPYwS6agEKBVZP11PSeuSB cksQyEXTC+j/9RX3B6hpfQ== 0001206980-05-000002.txt : 20050601 0001206980-05-000002.hdr.sgml : 20050601 20050601194547 ACCESSION NUMBER: 0001206980-05-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050527 FILED AS OF DATE: 20050601 DATE AS OF CHANGE: 20050601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VISX INC CENTRAL INDEX KEY: 0000837991 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 061161793 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087332020 MAIL ADDRESS: STREET 1: VISX INC STREET 2: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051-0703 FORMER COMPANY: FORMER CONFORMED NAME: TAUNTON TECHNOLOGIES INC DATE OF NAME CHANGE: 19901212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARNER CAROL F H CENTRAL INDEX KEY: 0001206980 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10694 FILM NUMBER: 05871908 BUSINESS ADDRESS: STREET 1: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087332020 MAIL ADDRESS: STREET 1: 3400 CENTRAL AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95051 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-05-27 1 0000837991 VISX INC EYE 0001206980 HARNER CAROL F H 3400 CENTRAL EXPRESSWAY SANTA CLARA CA 95051 0 1 0 0 Sr. VP, Research & Development Common Stock 2005-05-27 4 D 0 1793 D 0 D Stock Option (Right to Buy) 30.50 2005-05-27 4 D 0 46347 0 D 2009-02-25 Common Stock 46347 0 D Stock Option (Right to Buy) 25.8125 2005-05-27 4 D 0 8998 D 2010-02-17 Common Stock 8998 0 D Stock Option (Right to Buy) 25.8125 2005-05-27 4 D 0 21002 D 2010-03-17 Common Stock 21002 0 D Stock Option (Right to Buy) 15.74 2005-05-27 4 D 0 5970 D 2011-02-12 Common Stock 5970 0 D Stock Option (Right to Buy) 15.74 2005-05-27 4 D 0 7364 D 2011-02-12 Common Stock 7364 0 D Stock Option (Right to Buy) 15.14 2005-05-27 4 D 0 6121 D 2012-02-12 Common Stock 6121 0 D Stock Option (Right to Buy) 15.14 2005-05-27 4 D 0 11379 D 2012-02-12 Common Stock 11379 0 D Stock Option (Right to Buy) 8.03 2005-05-27 4 D 0 9376 D 2013-03-03 Common Stock 9376 0 D Stock Option (Right to Buy) 8.03 2005-05-27 4 D 0 20624 D 2013-03-03 Common Stock 20624 0 D Stock Option (Right to Buy) 21.06 2005-05-27 4 D 0 5023 D 2013-08-27 Common Stock 5023 0 D Stock Option (Right to Buy) 21.06 2005-05-27 4 D 0 44977 D 2013-08-27 Common Stock 44977 0 D Stock Option (Right to Buy) 19.73 2005-05-27 4 D 0 771 D 2014-02-11 Common Stock 771 0 D Stock Option (Right to Buy) 19.73 2005-05-27 4 D 0 17729 D 2014-02-11 Common Stock 17729 0 D Disposed of pursuant to merger agreement between issuer and Advanced Medical Optics, Inc. in exchange for 989 shares of Advanced Medical Optics, Inc. common stock on the effective date of the merger. This option, which provided for vesting at 1/24th per month of the shares subject to the option vest beginning at the grant date of February 25, 1999, was canceled pursuant to the terms of the merger agreement. This option, which provided for vesting at 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48 of the shares subject to the option vest at the end of each full month for 36 months following the initial grant date of February 17, 2000, was assumed by Advanced Medical Optics, Inc. in the merger and replaced with an option to purchase 5,778 shares of Advanced Medical Optics, Inc. common stock for $40.20 per share. This option, which provided for vesting at 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48 of the shares subject to the option vest at the end of each full month for 36 months following the initial grant date of February 17, 2000, was assumed by Advanced Medical Optics, Inc. in the merger and replaced with an option to purchase 13,488 shares of Advanced Medical Optics, Inc. common stock for $40.20 per share. This option, which provided for vesting at 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48 of the shares subject to the option vest at the end of each full month for 36 months following the initial grant date of February 12, 2001, was assumed by Advanced Medical Optics, Inc. in the merger and replaced with an option to purchase 3,834 shares of Advanced Medical Optics, Inc. common stock for $24.51 per share. This option, which provided for vesting at 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48 of the shares subject to the option vest at the end of each full month for 36 months following the initial grant date of February 12, 2001, was assumed by Advanced Medical Optics, Inc. in the merger and replaced with an option to purchase 4,729 shares of Advanced Medical Optics, Inc. common stock for $24.52 per share. This option, which provided for vesting at 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48 of the shares subject to the option vest at the end of each full month for 36 months following the initial grant date of February 12, 2002, was assumed by Advanced Medical Optics, Inc. in the merger and replaced with an option to purchase 3,931 shares of Advanced Medical Optics, Inc. common stock for $23.58 per share. This option, which provided for vesting at 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48 of the shares subject to the option vest at the end of each full month for 36 months following the initial grant date of February 12, 2002, was assumed by Advanced Medical Optics, Inc. in the merger and replaced with an option to purchase 7,308 shares of Advanced Medical Optics, Inc. common stock for $23.58 per share. This option, which provided for vesting at 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48 of the shares subject to the option vest at the end of each full month for 36 months following the initial grant date of March 3, 2003, was assumed by Advanced Medical Optics, Inc. in the merger and replaced with an option to purchase 6,021 shares of Advanced Medical Optics, Inc. common stock for $12.51 per share. This option, which provided for vesting at 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48 of the shares subject to the option vest at the end of each full month for 36 months following the initial grant date of March 3, 2003, was assumed by Advanced Medical Optics, Inc. in the merger and replaced with an option to purchase 13,245 shares of Advanced Medical Optics, Inc. common stock for $12.51 per share. This option, which provided for vesting at 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48 of the shares subject to the option vest at the end of each full month for 36 months following the initial grant date of August 27, 2003, was assumed by Advanced Medical Optics, Inc. in the merger and replaced with an option to purchase 3,226 shares of Advanced Medical Optics, Inc. common stock for $32.80 per share. This option, which provided for vesting at 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48 of the shares subject to the option vest at the end of each full month for 36 months following the initial grant date of August 27, 2003, was assumed by Advanced Medical Optics, Inc. in the merger and replaced with an option to purchase 28,886 shares of Advanced Medical Optics, Inc. common stock for $32.80 per share. This option, which provided for vesting at 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48 of the shares subject to the option vest at the end of each full month for 36 months following the initial grant date of February 11, 2004, was assumed by Advanced Medical Optics, Inc. in the merger and replaced with an option to purchase 495 shares of Advanced Medical Optics, Inc. common stock for $30.74 per share. This option, which provided for vesting at 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48 of the shares subject to the option vest at the end of each full month for 36 months following the initial grant date of February 11, 2004, was assumed by Advanced Medical Optics, Inc. in the merger and replaced with an option to purchase 11,386 shares of Advanced Medical Optics, Inc. common stock for $30.73 per share. Carol F.H. Harner 2005-06-01 -----END PRIVACY-ENHANCED MESSAGE-----