-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GqZBCdw9NAxZAwUifDDHjqlhsRco4jMUR+Uo0o8sFAt9iGqxXsly/BF3l+uwm2Sn wk+TJX3xAKrTO72DX9jFRQ== 0001206975-05-000002.txt : 20050601 0001206975-05-000002.hdr.sgml : 20050601 20050601194307 ACCESSION NUMBER: 0001206975-05-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050527 FILED AS OF DATE: 20050601 DATE AS OF CHANGE: 20050601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VISX INC CENTRAL INDEX KEY: 0000837991 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 061161793 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087332020 MAIL ADDRESS: STREET 1: VISX INC STREET 2: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051-0703 FORMER COMPANY: FORMER CONFORMED NAME: TAUNTON TECHNOLOGIES INC DATE OF NAME CHANGE: 19901212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAGEN DONALD L CENTRAL INDEX KEY: 0001206975 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10694 FILM NUMBER: 05871903 BUSINESS ADDRESS: STREET 1: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087332020 MAIL ADDRESS: STREET 1: 3400 CENTRAL AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95051 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-05-27 1 0000837991 VISX INC EYE 0001206975 FAGEN DONALD L 3400 CENTRAL EXPRESSWAY SANTA CLARA CA 95051 0 1 0 0 Vice President, Global Sales Common Stock 2005-05-27 4 D 0 2000 D 0 D Stock Option (Right to Buy) 13.25 2005-05-27 4 D 0 5403 D 2011-02-01 Common Stock 5403 0 D Stock Option (Right to Buy) 13.25 2005-05-27 4 D 0 10972 D 2011-02-01 Common Stock 10972 0 D Stock Option (Right to Buy) 15.14 2005-05-27 4 D 0 5667 D 2012-02-12 Common Stock 5667 0 D Stock Option (Right to Buy) 15.14 2005-05-27 4 D 0 24333 D 2012-02-12 Common Stock 24333 0 D Stock Option (Right to Buy) 8.03 2005-05-27 4 D 0 9375 D 2013-03-03 Common Stock 9375 0 D Stock Option (Right to Buy) 8.03 2005-05-27 4 D 0 11250 D 2013-03-03 Common Stock 11250 0 D Stock Option (Right to Buy) 19.73 2005-05-27 4 D 0 6924 D 2014-02-11 Common Stock 6924 0 D Stock Option (Right to Buy) 19.73 2005-05-27 4 D 0 30576 D 2014-02-11 Common Stock 30576 0 D Disposed of pursuant to merger agreement between issuer and Advanced Medical Optics, Inc. in exchange for 1,104 shares of Advanced Medical Optics, Inc. common stock on the effective date of the merger. This option, which provided for vesting at 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48 of the shares subject to the option vest at the end of each full month for 36 months following the initial grant date of February 1, 2001, was assumed by Advanced Medical Optics, Inc. in the merger and replaced with an option to purchase 3,470 shares of Advanced Medical Optics, Inc. common stock for $20.64 per share. This option, which provided for vesting at 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48 of the shares subject to the option vest at the end of each full month for 36 months following the initial grant date of February 1, 2001, was assumed by Advanced Medical Optics, Inc. in the merger and replaced with an option to purchase 7,046 shares of Advanced Medical Optics, Inc. common stock for $20.64 per share. This option, which provided for vesting at 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48 of the shares subject to the option vest at the end of each full month for 36 months following the initial grant date of February 12, 2002, was assumed by Advanced Medical Optics, Inc. in the merger and replaced with an option to purchase 3,639 shares of Advanced Medical Optics, Inc. common stock for $23.58 per share. This option, which provided for vesting at 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48 of the shares subject to the option vest at the end of each full month for 36 months following the initial grant date of February 12, 2002, was assumed by Advanced Medical Optics, Inc. in the merger and replaced with an option to purchase 15,627 shares of Advanced Medical Optics, Inc. common stock for $23.58 per share. This option, which provided for vesting at 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48 of the shares subject to the option vest at the end of each full month for 36 months following the initial grant date of March 3, 2003, was assumed by Advanced Medical Optics, Inc. in the merger and replaced with an option to purchase 6,021 shares of Advanced Medical Optics, Inc. common stock for $12.51 per share. This option, which provided for vesting at 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48 of the shares subject to the option vest at the end of each full month for 36 months following the initial grant date of March 3, 2003, was assumed by Advanced Medical Optics, Inc. in the merger and replaced with an option to purchase 7,225 shares of Advanced Medical Optics, Inc. common stock for $12.51 per share. This option, which provided for vesting at 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48 of the shares subject to the option vest at the end of each full month for 36 months following the initial grant date of February 11, 2004, was assumed by Advanced Medical Optics, Inc. in the merger and replaced with an option to purchase 4,446 shares of Advanced Medical Optics, Inc. common stock for $30.73 per share. This option, which provided for vesting at 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48 of the shares subject to the option vest at the end of each full month for 36 months following the initial grant date of February 11, 2004, was assumed by Advanced Medical Optics, Inc. in the merger and replaced with an option to purchase 19,637 shares of Advanced Medical Optics, Inc. common stock for $30.73 per share. Donald L. Fagen 2005-06-01 -----END PRIVACY-ENHANCED MESSAGE-----