-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KSBWel3vBAaSLCimNDHCXqEYnbOKefxfi6/rS3EnAFxYFnmpzZl5aIXf6O+7st4W Mcvg7ncs5SU0211+pwzP0Q== 0001206975-04-000014.txt : 20040517 0001206975-04-000014.hdr.sgml : 20040517 20040517185858 ACCESSION NUMBER: 0001206975-04-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040514 FILED AS OF DATE: 20040517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VISX INC CENTRAL INDEX KEY: 0000837991 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 061161793 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087332020 MAIL ADDRESS: STREET 1: VISX INC STREET 2: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051-0703 FORMER COMPANY: FORMER CONFORMED NAME: TAUNTON TECHNOLOGIES INC DATE OF NAME CHANGE: 19901212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAGEN DONALD L CENTRAL INDEX KEY: 0001206975 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10694 FILM NUMBER: 04814302 BUSINESS ADDRESS: STREET 1: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087332020 MAIL ADDRESS: STREET 1: 3400 CENTRAL AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95051 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-05-14 0000837991 VISX INC EYE 0001206975 FAGEN DONALD L C/O VISX, INCORPORATED 3400 CENTRAL EXPRESSWAY SANTA CLARA CA 95051 0 1 0 0 Vice President, Global Sales Common Stock 2004-05-14 4 M 0 4500 13.25 A 6500 D Common Stock 2004-05-14 4 M 0 1500 8.03 A 8000 D Common Stock 2004-05-14 4 S 0 6000 23.0032 D 2000 D Stock Option (Right to Buy) 13.25 2004-05-14 4 M 0 4500 0 D 2011-02-01 Common Stock 4500 7641 D Stock Option (Right to Buy) 8.03 2004-05-14 4 M 0 1500 0 D 2013-03-03 Common Stock 1500 13125 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2003, as amended. Stock option granted under the VISX, Incorporated 2000 Stock Plan, as amended, which is a Rule 16b-3 plan. The reporting person exercised 4,500 shares of the 25,141 shares that were granted on February 1, 2001. This option is exercisable upon vesting, and 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48th of the shares subject to the option vest at the end of each full month thereafter for 36 months. Stock option granted under the VISX, Incorporated 2000 Stock Plan, as amended, which is a Rule 16b-3 plan. The reporting person exercised 1,500 shares of the 20,625 shares that were granted on March 3, 2003. This option is exercisable upon vesting, and 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48th of the shares subject to the option vest at the end of each full month thereafter for 36 months. Donald L. Fagen 2004-05-17 -----END PRIVACY-ENHANCED MESSAGE-----