-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SU2qWOiFXkVee+0xwhtGge51cjSjfmn/XJj/EcPRqqb5u3Yqrj+sSA2siSa/+KNz TS+jm5VuCFwtceepSTMFkg== 0001206975-04-000004.txt : 20040204 0001206975-04-000004.hdr.sgml : 20040204 20040204192127 ACCESSION NUMBER: 0001206975-04-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040202 FILED AS OF DATE: 20040204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VISX INC CENTRAL INDEX KEY: 0000837991 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 061161793 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087332020 MAIL ADDRESS: STREET 1: VISX INC STREET 2: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051-0703 FORMER COMPANY: FORMER CONFORMED NAME: TAUNTON TECHNOLOGIES INC DATE OF NAME CHANGE: 19901212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FAGEN DONALD L CENTRAL INDEX KEY: 0001206975 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10694 FILM NUMBER: 04568188 BUSINESS ADDRESS: STREET 1: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087332020 MAIL ADDRESS: STREET 1: 3400 CENTRAL AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95051 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-02-02 0000837991 VISX INC EYE 0001206975 FAGEN DONALD L C/O VISX, INCORPORATED 3400 CENTRAL EXPRESSWAY SANTA CLARA CA 95051 0 1 0 0 Vice President, Global Sales Common Stock 2004-02-02 4 M 0 1000 13.25 A 3000 D Common Stock 2004-02-02 4 M 0 1000 13.25 A 4000 D Common Stock 2004-02-02 4 S 0 2000 20.00 D 2000 D Stock Option (Right to Buy) 13.25 2004-02-02 4 M 0 1000 0 D 2011-02-01 Common Stock 1000 18141 D Stock Option (Right to Buy) 13.25 2004-02-02 4 M 0 1000 0 D 2011-02-01 Common Stock 1000 27859 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2003. Stock option granted under the VISX, Incorporated 2000 Stock Plan, as amended, which is a Rule 16b-3 plan. The reporting person exercised 1,000 shares of the 25,141 shares that were granted on February 1, 2001. This option is exercisable upon vesting, and 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48th of the shares subject to the option vest at the end of each full month thereafter for 36 months. Stock option granted under the VISX, Incorporated 2000 Stock Plan, as amended, which is a Rule 16b-3 plan. The reporting person exercised 1,000 shares of the 34,859 shares that were granted on February 1, 2001. This option is exercisable upon vesting, and 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48th of the shares subject to the option vest at the end of each full month thereafter for 36 months. Donald L. Fagen 2004-02-04 -----END PRIVACY-ENHANCED MESSAGE-----