-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KhFf5pBwu16sVaYCBctZJHZkVRkfhmeescC5/r+tLdzdcyaUj06MtIh1xaRVrGxZ bR4DCAk5/VgrkdQGCws2fQ== 0001206964-04-000012.txt : 20040706 0001206964-04-000012.hdr.sgml : 20040705 20040706193359 ACCESSION NUMBER: 0001206964-04-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040701 FILED AS OF DATE: 20040706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VISX INC CENTRAL INDEX KEY: 0000837991 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 061161793 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087332020 MAIL ADDRESS: STREET 1: VISX INC STREET 2: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051-0703 FORMER COMPANY: FORMER CONFORMED NAME: TAUNTON TECHNOLOGIES INC DATE OF NAME CHANGE: 19901212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERTOCCI DEREK A CENTRAL INDEX KEY: 0001206964 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10694 FILM NUMBER: 04903340 BUSINESS ADDRESS: STREET 1: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087332020 MAIL ADDRESS: STREET 1: 3400 CENTRAL AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95051 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-07-01 0000837991 VISX INC EYE 0001206964 BERTOCCI DEREK A 3400 CENTRAL EXPRESSWAY SANTA CLARA CA 95051 0 1 0 0 Senior Vice President & CFO Common Stock 2004-07-01 4 M 0 5000 5.6563 A 33499 D Common Stock 2004-07-01 4 S 0 5000 26.00 D 28499 D Stock Option (Right to Buy) 5.6563 2004-07-01 4 M 0 5000 0 D 2008-02-11 Common Stock 5000 1660 D The sale reported in this Form 4 was effected pusuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2004. Stock option granted under the VISX, Incorporated 1995 Stock Plan, which is a Rule 16b-3 plan. The Reporting Person exercised 5,000 shares of the 26,696 shares which were granted on February 11, 1998. This option is exercisable upon vesting, and 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48th of the shares subject to the option vest at the end of each full month thereafter for 36 months. Derek A. Bertocci 2004-07-06 -----END PRIVACY-ENHANCED MESSAGE-----