-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HlOBLXYjpm2axbKthMboPoba8CW7x1+B7jXW4eumTLY2edhyCbdb4LXLytS/vkob 1WrmWadQo/0S15Qk9cc1Og== 0001206964-04-000008.txt : 20040628 0001206964-04-000008.hdr.sgml : 20040628 20040628195100 ACCESSION NUMBER: 0001206964-04-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040625 FILED AS OF DATE: 20040628 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VISX INC CENTRAL INDEX KEY: 0000837991 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 061161793 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087332020 MAIL ADDRESS: STREET 1: VISX INC STREET 2: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051-0703 FORMER COMPANY: FORMER CONFORMED NAME: TAUNTON TECHNOLOGIES INC DATE OF NAME CHANGE: 19901212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERTOCCI DEREK A CENTRAL INDEX KEY: 0001206964 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10694 FILM NUMBER: 04886688 BUSINESS ADDRESS: STREET 1: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087332020 MAIL ADDRESS: STREET 1: 3400 CENTRAL AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95051 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-06-25 0000837991 VISX INC EYE 0001206964 BERTOCCI DEREK A 3400 CENTRAL EXPRESSWAY SANTA CLARA CA 95051 0 1 0 0 Senior Vice President & CFO Common Stock 2004-06-25 4 M 0 10000 5.6563 A 38499 D Common Stock 2004-06-25 4 M 0 1434 15.74 A 39933 D Common Stock 2004-06-25 4 M 0 8566 15.74 A 48499 D Common Stock 2004-06-25 4 S 0 20000 26.00 D 28499 D Stock Option (Right to Buy) 5.6563 2004-06-25 4 M 0 10000 0 D 2008-02-11 Common Stock 10000 11660 D Stock Option (Right to Buy) 15.74 2004-06-25 4 M 0 1434 0 D 2011-02-12 Common Stock 1434 4744 D Stock Option (Right to Buy) 15.74 2004-06-25 4 M 0 8566 0 D 2011-02-12 Common Stock 8566 30256 D The sale reported in this Form 4 was effected pusuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2004. Stock option granted under the VISX, Incorporated 1995 Stock Plan, which is a Rule 16b-3 plan. The Reporting Person exercised 10,000 shares of the 26,696 shares which were granted on February 11, 1998. This option is exercisable upon vesting, and 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48th of the shares subject to the option vest at the end of each full month thereafter for 36 months. Stock option granted under the VISX, Incorporated 2000 Stock Plan, as amended, which is a Rule 16b-3 plan. The Reporting Person exercised 1,434 shares of the 6,178 shares which were granted on February 12, 2001. This option is exercisable upon vesting, and 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48th of the shares subject to the option vest at the end of each full month thereafter for 36 months. Stock option granted under the VISX, Incorporated 2000 Stock Plan, as amended, which is a Rule 16b-3 plan. The Reporting Person exercised 8,566 shares of the 38,822 shares which were granted on February 12, 2001. This option is exercisable upon vesting, and 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48th of the shares subject to the option vest at the end of each full month thereafter for 36 months. Derek A. Bertocci 2004-06-28 -----END PRIVACY-ENHANCED MESSAGE-----