-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FxpNKi09aq0hoQZ7cZDrn6i/5t6uruTrHm38mQicaa6s7Oh2MEczyOyGrfY046Jv CcnRb/JLNI/WJW7MsuhwpQ== 0001206964-04-000006.txt : 20040603 0001206964-04-000006.hdr.sgml : 20040603 20040603192254 ACCESSION NUMBER: 0001206964-04-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040528 FILED AS OF DATE: 20040603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VISX INC CENTRAL INDEX KEY: 0000837991 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 061161793 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087332020 MAIL ADDRESS: STREET 1: VISX INC STREET 2: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051-0703 FORMER COMPANY: FORMER CONFORMED NAME: TAUNTON TECHNOLOGIES INC DATE OF NAME CHANGE: 19901212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERTOCCI DEREK A CENTRAL INDEX KEY: 0001206964 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10694 FILM NUMBER: 04848285 BUSINESS ADDRESS: STREET 1: 3400 CENTRAL EXPRESSWAY CITY: SANTA CLARA STATE: CA ZIP: 95051 BUSINESS PHONE: 4087332020 MAIL ADDRESS: STREET 1: 3400 CENTRAL AVENUE CITY: SANTA CLARA STATE: CA ZIP: 95051 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-05-28 0000837991 VISX INC EYE 0001206964 BERTOCCI DEREK A 3400 CENTRAL EXPRESSWAY SANTA CLARA CA 95051 0 1 0 0 Senior Vice President & CFO Common Stock 2004-05-28 5 J 0 1444 7.599 A 28499 D Common Stock 2004-06-01 4 M 0 3000 5.3438 A 31499 D Common Stock 2004-06-01 4 S 0 3000 23.6157 D 28499 D Common Stock 2004-06-02 4 M 0 2000 5.3438 A 30499 D Common Stock 2004-06-02 4 S 0 2000 23.7363 D 28499 D Stock Option (Right to Buy) 5.3438 2004-06-01 4 M 0 3000 0 D 2007-02-06 Common Stock 3000 5319 D Stock Option (Right to Buy) 5.3438 2004-06-02 4 M 0 2000 0 D 2007-02-06 Common Stock 2000 3319 D 1,444 shares acquired on May 28, 2004 pursuant to the VISX, Incorporated 1993 Employee Stock Purchase Plan, which is a Rule 16b-3 plan. The sale reported in this Form 4 was effected pusuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2004. Stock option granted under the VISX, Incorporated 1995 Stock Plan, which is a Rule 16b-3 plan. The Reporting Person exercised 3,000 shares of the 20,000 shares which were granted on February 6, 1997. This option is exercisable upon vesting, and 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48th of the shares subject to the option vest at the end of each full month thereafter for 36 months. Stock option granted under the VISX, Incorporated 1995 Stock Plan, which is a Rule 16b-3 plan. The Reporting Person exercised 2,000 shares of the 20,000 shares which were granted on February 6, 1997. This option is exercisable upon vesting, and 25% of the shares subject to the option vest upon the first anniversary of the grant and 1/48th of the shares subject to the option vest at the end of each full month thereafter for 36 months. Derek A. Bertocci 2004-06-03 -----END PRIVACY-ENHANCED MESSAGE-----