-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S+KwVMBGxeesjPOJnOimaRig+bISHhZYbmdVWVzCsL1YJ825RQEGk9DJOh3rkCAq +i6U5I0fMZZg6z4PGXRuHg== 0001179110-03-010868.txt : 20031117 0001179110-03-010868.hdr.sgml : 20031117 20031117184845 ACCESSION NUMBER: 0001179110-03-010868 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031117 FILED AS OF DATE: 20031117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FORSYTH GERALD FREDERICK CENTRAL INDEX KEY: 0001218529 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17139 FILM NUMBER: 031009097 BUSINESS ADDRESS: STREET 1: 120 TERESITA WAY CITY: LOS GATOS STATE: CA ZIP: 95032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENUS INC CENTRAL INDEX KEY: 0000837913 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 942790804 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1139 KARLSTAD DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089-2117 BUSINESS PHONE: 4087477120 MAIL ADDRESS: STREET 1: 1139 KARLSTAD DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089-2117 4 1 edgar.xml FORM 4 - X0201 4 2003-11-17 0 0000837913 GENUS INC GGNS 0001218529 FORSYTH GERALD FREDERICK 1139 KARLSTAD DRIVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2003-11-17 4 M 0 5000 2.3750 A 5000 D Common Stock 2003-11-17 4 S 0 5000 6.50 D 0 D Employee Stock Option (right to buy) 2.375 2003-11-17 4 M 0 5000 2.375 D 1999-03-08 2004-02-08 Common Stock 5000 35000 D The Option vested 1/36th per month from 02/08/99. /s/ G. Frederick Forsyth 2003-11-17 -----END PRIVACY-ENHANCED MESSAGE-----