-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TXpLfuEZcJDoJFkmWqPvY/flFc31uHeA7pEQHL0FEwgw90O9z7s8ooxwjzidkWku LHkRRaCnr+xSzhgeTe+idg== 0001179110-03-006518.txt : 20030828 0001179110-03-006518.hdr.sgml : 20030828 20030828140321 ACCESSION NUMBER: 0001179110-03-006518 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030827 FILED AS OF DATE: 20030828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUST WERNER CENTRAL INDEX KEY: 0001207683 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-17139 FILM NUMBER: 03870550 BUSINESS ADDRESS: STREET 1: 1139 KARLSTAD DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 MAIL ADDRESS: STREET 1: 21 BAY RD CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENUS INC CENTRAL INDEX KEY: 0000837913 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 942790804 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1139 KARLSTAD DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089-2117 BUSINESS PHONE: 4087477120 MAIL ADDRESS: STREET 1: 1139 KARLSTAD DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089-2117 4/A 1 edgar.xml FORM 4/A - X0201 4/A 2003-08-27 2003-05-30 0 0000837913 GENUS INC GGNS 0001207683 RUST WERNER 1139 KARLSTAD DRIVE SUNNYVALE CA 94089 0 1 0 0 VP Sales & Marketing Common Stock 2003-05-30 4 M 0 0 0 A 10000 D Common Stock 2003-08-27 4 M 0 27778 3.04 A 37778 D Common Stock 2003-08-27 4 S 0 27778 3.3083 D 10000 D Common Stock 2003-08-27 4 M 0 25000 2.63 A 35000 D Common Stock 2003-08-27 4 S 0 25000 3.3083 D 10000 D Common Stock 2003-08-27 4 M 0 9444 1.29 A 19444 D Common Stock 2003-08-27 4 S 0 9444 3.3083 D 10000 D Common Stock 2003-08-27 4 S 0 10000 3.3083 D 0 D Employee Stock Option (right to buy) 0 2003-05-30 4 M 0 0 0 A 2002-11-25 2007-10-25 Common Stock 0 134000 D Employee Stock Option (right to buy) 3.04 2003-08-27 4 M 0 27778 3.04 D 2002-01-12 2006-12-12 Common Stock 27778 106222 D Employee Stock Option (right to buy) 2.63 2003-08-27 4 M 0 25000 2.63 D 2002-02-28 2007-02-28 Common Stock 25000 81222 D Employee Stock Option (right to buy) 1.29 2003-08-27 4 M 0 9444 1.29 D 2002-11-25 2007-10-25 Common Stock 9444 71778 D On May 30, 2003 the reporting person mistakenly filed a Form 4 reporting a sale of 5,667 shares of common stock that did not in fact occur. As of May 30, 2003, the reporting person owned 10,000 shares of common stock. On May 30, 2003, the reporting person mistakenly filed a Form 4 reporting an option exercise for 5,667 shares of common stock that did not in fact occur. As of May 30, 2003 the reporting person owned derivative securities representing 134,000 shares of common stock. The option vested 1/36th per month from 12/12/01. The option vested 1/36th per month from 01/28/02. The option vested 1/36th per month from 10/25/02. /s/ Werner Rust 2003-08-28 -----END PRIVACY-ENHANCED MESSAGE-----