-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Miw5zPqwNiBxXGF0jGNtFIc2QWpD/zhPzitkB1V/mUNhsKFCbIcbO8BPp3SUmMts BkzDPprjrT11CmXkhS4YAw== 0001104659-05-010946.txt : 20050314 0001104659-05-010946.hdr.sgml : 20050314 20050314215608 ACCESSION NUMBER: 0001104659-05-010946 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050310 FILED AS OF DATE: 20050314 DATE AS OF CHANGE: 20050314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GENUS INC CENTRAL INDEX KEY: 0000837913 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 942790804 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1139 KARLSTAD DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089-2117 BUSINESS PHONE: 4087477120 MAIL ADDRESS: STREET 1: 1139 KARLSTAD DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089-2117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MYHRE TODD CENTRAL INDEX KEY: 0001207689 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17139 FILM NUMBER: 05679975 MAIL ADDRESS: STREET 1: 123 CECELIA COURT CITY: HOLLISTER STATE: CA ZIP: 95023 4 1 a4.xml 4 X0202 4 2005-03-10 1 0000837913 GENUS INC GGNS 0001207689 MYHRE TODD 1139 KARLSTAD DRIVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2005-03-10 4 U 0 27535 4.04 A 14042 D Non-Qualified Stock Option (right to buy) 2005-03-10 4 U 0 47500 A 2005-03-10 2005-06-10 Am Dep Shares 24225 24225 D Shares are exchangeable for shares of AIXTRON American depositary shares on a .51 to 1 conversion ratio pursuant to the terms of the Agreement and Plan of Merger dated July 1, 2004 between the Company and AIXTRON AG which became effective on March 10, 2005 (the "Closing Date"). Option are exercisable in exchange for shares of AIXTRON American depositary shares on a .51 (for each Genus share basis) pursuant to the terms of the Agreement and Plan of Merger dated July 1, 2004 between the Company and AIXTRON AG which became effective on the "Closing Date". The options are fully-vested as of the Closing Date and shall be exercisable within thirty days from the Closing Date. Each outstanding option shall be converted, upon exercise, into the right to receive .51 AIXTRON American depositary shares (for each Genus share) with an exercise price equal to the exercise price of the derivative security stated in the stock option agreements between Mr. Myhre and the Company divided by the conversion ratio of .51. /s/ Irene Dunlop, by power of attorney 2005-03-14 -----END PRIVACY-ENHANCED MESSAGE-----