-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TQNk9WjgTqofwqv8TcmKHD3ZNVWHrm4Pi0KfmZr6DdzV1lp2YoVoZFiOEPz3bDoR 7o43zcRyfh80ffhGiLo3vw== 0001015402-05-001188.txt : 20050310 0001015402-05-001188.hdr.sgml : 20050310 20050310152711 ACCESSION NUMBER: 0001015402-05-001188 CONFORMED SUBMISSION TYPE: POS AM PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050310 DATE AS OF CHANGE: 20050310 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENUS INC CENTRAL INDEX KEY: 0000837913 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 942790804 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: POS AM SEC ACT: 1933 Act SEC FILE NUMBER: 333-99413 FILM NUMBER: 05672313 BUSINESS ADDRESS: STREET 1: 1139 KARLSTAD DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089-2117 BUSINESS PHONE: 4087477120 MAIL ADDRESS: STREET 1: 1139 KARLSTAD DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089-2117 POS AM 1 body.htm GENUS POS AM 03-10-2005 Genus POS AM 03-10-2005
 
As filed with the Securities and Exchange Commission on March 10, 2005
Post-Effective Amendment No. 1 to Registration Statement on Form S-3 (No. 333-99413)
 
 
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1
TO FORM S-3
REGISTRATION STATEMENT
Under
The Securities Act of 1933
GENUS, INC.
(Exact name of Registrant as specified in its charter)
California
  
94-2790804
(State or other jurisdiction of
incorporation or organization)
  
(I.R.S. Employer
Identification Number)
 
1139 Karlstad Drive
Sunnyvale, California 94086
(408) 747-7120
  
(Address, including zip code, and telephone number, including area code, of Registrant's principal executive offices)
 
William W. R. Elder
President and Chief Executive Officer
Genus, Inc.
1139 Karlstad Drive
Sunnyvale, California 94086
(408) 747-7120
  
(Name, address, including zip code, and telephone number, including area code, of agent for service)
     
 
Copies to:
  
 
 
 
Thomas Sauermilch, Esq.
McDermott Will & Emery LLP
50 Rockefeller Plaza
New York, New York 10020
(212) 547-5400
  
 
 
 
Mark Reinstra, Esq.
Wilson Sonsini Goodrich & Rosati
Professional Corporation
650 Page Mill Road
Palo Alto, California 94304
(650) 493-9300
 
 
 
 
 
 

RECENT EVENTS: DEREGISTRATION

The Registration Statement on Form S-3 (Registration No. 333-99413) (the "Registration Statement") of Genus, Inc., a California corporation ("Genus"), pertaining to the registration of 10,361,235 shares of Genus common stock, no par value per share ("Genus Common Stock"), to which this Post-Effective Amendment No. 1 relates, was filed with the Securities and Exchange Commission on September 11, 2002.

AIXTRON AG, a company organized and existing under the laws of Germany ("AIXTRON") and Genus entered into an Agreement and Plan of Merger dated as of July 1, 2004 (the "Merger Agreement"), pursuant to which, among other things, Genus would be merged with and into a California corporation, and each outstanding share of Genus Common Stock would be converted into the right to receive .51 AIXTRON American depositary shares, and cash in lieu of any fractional shares (these actions are collectively referred to as the "Merger").

On September 30, 2004, AIXTRON held an extraordinary general meeting at which AIXTRON shareholders approved the creation of authorized share capital in connection with the Merger. On March 10, 2005, Genus held a special meeting of shareholders at which Genus shareholders approved the Merger Agreement. The Merger became effective as specified in an Agreement of Merger filed with the Secretary of State of the State of California on March 10, 2005 (the "Effective Time").

As a result of the Merger, Genus has terminated all offerings of Genus Common Stock pursuant to its existing registration statements, including the Registration Statement. In accordance with an undertaking made by Genus in the Registration Statement to remove from registration, by means of a post-effective amendment, any shares of Genus Common Stock which remain unsold at the termination of the offering, Genus hereby removes from registration all shares of Genus Common Stock registered under the Registration Statement which remain unsold as of the Effective Time.
 

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant has duly caused this Post-Effective Amendment No. 1 to the Registration Statement on Form S-3 (File No. 333-99413) to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Sunnyvale, State of California, on March 10, 2005.
     
  GENUS, INC.
 
 		  
 		  
 
By:   /s/ William W.R. Elder
 
William W. R. Elder
  President and Chief Executive Officer

 
Pursuant to the requirements of the Securities Act, as amended, this Post-Effective Amendment No. 1 to the Registration Statement on Form S-3 (File No. 333-99413) has been signed by the following persons on March 10, 2005 in the capacities indicated:

 
Signature
  
Title
       
/s/ William W.R. Elder
    
President and Chief Executive Officer
(William W.R. Elder)
    
(Principal Executive Officer)
       
/s/ Shum Mukherjee
    
Chief Financial Officer (Principal Financial and
(Shum Mukherjee)
    
Accounting Officer)
       
/s/ Paul K. Hyland
    
Director
(Paul K. Hyland)
      
       
/s/ Barbara S. Drenkelfort
    
Director
(Barbara S. Drenkelfort)
      
 
 
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