-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S88DobJCNttY5TC/yD2OEsFmcVDHX25gqh0f3J4aQWzRT+k2n8nVZr318XemxDdI Hx/VO3/6DknLD2/BotRpyg== 0001015402-01-001066.txt : 20010412 0001015402-01-001066.hdr.sgml : 20010412 ACCESSION NUMBER: 0001015402-01-001066 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20010409 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 20010411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENUS INC CENTRAL INDEX KEY: 0000837913 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 942790804 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-17139 FILM NUMBER: 1599959 BUSINESS ADDRESS: STREET 1: 1139 KARLSTAD DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089-2117 BUSINESS PHONE: 408-747-7120 MAIL ADDRESS: STREET 1: GENUS, INC. STREET 2: 1139 KARLSTAD DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089-2117 8-K 1 0001.txt ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 APRIL 9, 2001 -------------------- Date of Report (Date of earliest event reported) GENUS, INC. - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) DELAWARE 000 - 17139 94-2790804 - -------------------------------------------------------------------------------- (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Number) Identification No.) 1139 KARLSTAD DRIVE SUNNYVALE, CA 94089 ------------------- (Address of principal executive offices) (408) 747-7120 -------------- (Registrant's telephone number, including area code) ================================================================================ ITEM 5. OTHER EVENTS On April 9, 2001 Genus, Inc. issued a press release regarding the private placement of common stock and warrants. It is anticipated the private placement will be complete by the end of the second quarter, June 30, 2001. A copy of the press release is attached hereto as Exhibit 99.1. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS Item 99.1 Press release of Genus, Inc. dated April 9, 2001. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. GENUS, INC. Date: April 9, 2001 By: /s/ Kenneth Schwanda ----------------------------------- Name: Kenneth Schwanda Title: Chief Financial Officer Vice President, Finance EX-99.1 2 0002.txt EXHIBIT 99.1 Genus Plans Private Placement of Common Stock SUNNYVALE, Calif., April 9 /PRNewswire/ -- Genus, Inc. (Nasdaq: GGNS)announced its intention to obtain financing through a private placement of its common stock and warrants. The shares are expected to be priced at the closing bid price of the company's common stock on the day prior to the execution of the financing. The company anticipates completing the transaction before the end of the second quarter. Genus plans to use the proceeds of the private placement for inventory, sales and support to address new customers, working capital and general corporate purposes. The securities offered in the private placement will not be registered under the Securities Act of 1933 and may not be offered or sold in the United States without either being registered or being subject to an applicable exemption from registration requirements. SOURCE Genus, Inc. -0- 04/09/2001 /CONTACT: Debra Scott of Genus, Inc., 408-747-7140 Ext. 1407, Dscott@genus.com; or Dave Richardson of Positio, 650-815-1006 Ext. 108, fax, 650-815-1095, for Genus, Inc.//Web site: http://www.genus.com/GGNS) ================================================================================ -----END PRIVACY-ENHANCED MESSAGE-----