8-K 1 doc1.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of the securities exchange act of 1934 AUGUST 16, 2001 --------------- Date of Report (Date of earliest event reported) GENUS, INC. ----------- (Exact name of registrant as specified in its charter) CALIFORNIA ---------- (State or other jurisdiction of incorporation or organization) 000-17139 94-2790804 --------- ---------- Commission File Number (I.R.S. Employer Identification Number) 1139 Karlstad Drive Sunnyvale, CA 94089 ------------------- (Address of principal executive offices) (408) 747-7120 -------------- (Registrant's telephone number, including area code) ITEM 5. OTHER EVENTS On May 31, 2001 Genus, Inc. filed Form S-3. On July 20, 2001, August 7, 2001, and August 15, 2001 the Company filed Amendments No. 1, 2, and 3 respectively to the Form S-3. The information that is set forth in the Registrant's Press Releases dated June 7, 2001, June 14, 2001, June 19, 2001, August 1, 2001, August 2, 2001, August 8, 2001 and August 9, 2001 is incorporated and attached herein as Exhibits 99.1 to 99.7 to this Form 8-K. ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS (c) Exhibits 99.1 Press release of Genus, Inc. dated June 7, 2001 99.2 Press release of Genus, Inc. dated June 14, 2001 99.3 Press release of Genus, Inc. dated June 19, 2001 99.4 Press release of Genus, Inc. dated August 1, 2001 99.5 Press release of Genus, Inc. dated August 2, 2001 99.6 Press release of Genus, Inc. dated August 8, 2001 99.7 Press release of Genus, Inc. dated August 9, 2001 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunder duly authorized. GENUS, INC. Date: August 16, 2001 /s/ Kenneth Schwanda ---------------------- Kenneth Schwanda Vice President of Finance and Chief Financial Officer EXHIBIT INDEX Exhibit No. Description ------------ ----------- 99.1 Press release of Genus, Inc. dated June 7, 2001 99.2 Press release of Genus, Inc. dated June 14, 2001 99.3 Press release of Genus, Inc. dated June 19, 2001 99.4 Press release of Genus, Inc. dated August 1, 2001 99.5 Press release of Genus, Inc. dated August 2, 2001 99.6 Press release of Genus, Inc. dated August 8, 2001 99.7 Press release of Genus, Inc. dated August 9, 2001