0001571049-16-012120.txt : 20160225 0001571049-16-012120.hdr.sgml : 20160225 20160225160633 ACCESSION NUMBER: 0001571049-16-012120 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20151221 FILED AS OF DATE: 20160225 DATE AS OF CHANGE: 20160225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YOU ON DEMAND HOLDINGS, INC. CENTRAL INDEX KEY: 0000837852 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 201777837 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27 UNION SQUARE, WEST STREET 2: SUITE 502 CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: 212-206-1216 MAIL ADDRESS: STREET 1: 27 UNION SQUARE, WEST STREET 2: SUITE 502 CITY: NEW YORK STATE: NY ZIP: 10003 FORMER COMPANY: FORMER CONFORMED NAME: CHINA BROADBAND INC DATE OF NAME CHANGE: 20070516 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA NUTRA INC DATE OF NAME CHANGE: 20060922 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA NUTRACEUTICALS INC DATE OF NAME CHANGE: 20040115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yang Lan CENTRAL INDEX KEY: 0001355861 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35561 FILM NUMBER: 161455939 MAIL ADDRESS: STREET 1: 22/F SINO FAVOUR CENTRE, 1 ON YIP STREET STREET 2: CHAI WAN CITY: HONG KONG STATE: K3 ZIP: 000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tianjin Sun Seven Stars Partnership Management Co., Ltd. CENTRAL INDEX KEY: 0001662709 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35561 FILM NUMBER: 161455940 BUSINESS ADDRESS: STREET 1: 305-36 ROOM, 3RD FLOOR, D BUILDING STREET 2: TIAJIN ECONOMIC-TECHNOLOGICAL DVLP AREA CITY: TIANJIN CITY STATE: F4 ZIP: 300280 BUSINESS PHONE: 415-693-2000 MAIL ADDRESS: STREET 1: 305-36 ROOM, 3RD FLOOR, D BUILDING STREET 2: TIAJIN ECONOMIC-TECHNOLOGICAL DVLP AREA CITY: TIANJIN CITY STATE: F4 ZIP: 300280 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WU BRUNO ZHENG CENTRAL INDEX KEY: 0001345344 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35561 FILM NUMBER: 161455941 MAIL ADDRESS: STREET 1: EASTERN FANGZHENG ROAD STREET 2: SOUTHERN DONGYING VILLAGE CITY: HANCUNHE TOWN STATE: F4 ZIP: 102423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beijing Sun Seven Stars Culture Development Ltd CENTRAL INDEX KEY: 0001662405 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35561 FILM NUMBER: 161455942 BUSINESS ADDRESS: STREET 1: EASTERN FANGZHENG ROAD STREET 2: SOUTHERN DONGYING VILLAGE CITY: HANCUNHE TOWN STATE: F4 ZIP: 102423 BUSINESS PHONE: 415-693-2000 MAIL ADDRESS: STREET 1: EASTERN FANGZHENG ROAD STREET 2: SOUTHERN DONGYING VILLAGE CITY: HANCUNHE TOWN STATE: F4 ZIP: 102423 3/A 1 t1600036_f3a.xml OWNERSHIP DOCUMENT X0206 3/A 2015-12-21 2015-12-31 0 0000837852 YOU ON DEMAND HOLDINGS, INC. YOD 0001662405 Beijing Sun Seven Stars Culture Development Ltd EASTERN FANGZHENG ROAD, SOUTHERN DONGYING VILLAGE, HANCUNHE TOWN FANGSHAN DIST, BEIJING F4 102423 CHINA 0 0 1 0 0001345344 WU BRUNO ZHENG EASTERN FANGZHENG ROAD, SOUTHERN DONGYING VILLAGE, HANCUNHE TOWN FANGSHAN DIST, BEIJING F4 102423 CHINA 0 0 1 0 0001662709 Tianjin Sun Seven Stars Partnership Management Co., Ltd. 305-36 ROOM, 3RD FLOOR, D BUILDING TIANJIN ETDA (NANGANG INDUSTRIAL ZONE) TIANJIN CITY F4 300280 CHINA 0 0 1 0 0001355861 Yang Lan 305-36 ROOM, 3RD FLOOR, D BUILDING TIANJIN ETDA (NANGANG INDUSTRIAL ZONE) TIANJIN CITY F4 300280 CHINA 0 0 1 0 Common Stock 4545454 D Warrant 2.75 2017-12-21 Common Stock 1818182 D Convertible Promissory Note 2016-05-21 Common Stock 9208860 D The shares of common stock, warrant to purchase shares of common stock and convertible promissory note are held directly by Beijing Sun Seven Stars Culture Development Limited ("SSS"). Bruno Wu is the spouse of Lan Yang and serves as the Chairman, Chief Executive Officer and Director of SSS and shares voting and dispositive power over the securities held by SSS; however, he disclaims beneficial ownership of the securities held by SSS except to the extent of his pecuniary interests therein. Tianjin Sun Seven Stars Partnership Management Co. Ltd. ("TSSS") is the direct controlling shareholder of SSS and shares voting and dispositive power over the securities held by SSS; however, TSSS disclaims beneficial ownership of the securities held by SSS except to the extent of its pecuniary interests therein. Lan Yang is the direct controlling shareholder and the Chairperson of TSSS and shares voting and dispositive power over the securities held by SSS; however, she disclaims beneficial ownership of the securities held by SSS except to the extent of her pecuniary interests therein. The warrant is exercisable at any time, provided that absent receipt of shareholder approval, the warrant may not be exercised to the extent that such exercise would result in the holder beneficially owning more than 19.99% of the issuer's outstanding common stock. The convertible promissory note has a stated principal amount of $17.7 million and bears interest at the rate of 0.56% per annum, and will automatically convert into 9,208,860 shares of common stock upon receipt of shareholder approval of conversion. Until shareholder approval is received, the convertible promissory note may not be converted to the extent that such conversion would result in the holder beneficially owning more than 19.99% of the issuer's outstanding common stock. Exhibit 24.1 - Power of Attorney (filed herewith) Exhibit 24.2 - Power of Attorney (filed herewith). This amendment is being filed solely to include each of Tianjin Sun Seven Stars Partnership Management Co., Ltd. and Lan Yang as a reporting person of the original Form 3 filed on December 31, 2015. No other changes to the original Form 3 filing are made by this amendment. /s/ William Haddad, Attorney-in-Fact for SSS (power of attorney previously filed) 2016-02-25 /s/ William Haddad, Attorney-in-Fact for Bruno Wu (power of attorney previously filed) 2016-02-25 /s/ William Haddad, Attorney-in-Fact for TSSS 2016-02-25 /s/ William Haddad, Attorney-in-Fact for Lan Yang 2016-02-25 EX-24.1 2 t1600036_ex24-1.htm EXHIBIT 24.1

 

Exhibit 24.1

 

POWER OF ATTORNEY

 

(For Executing Form ID and Forms 3, 4 and 5 and Schedule 13D)

 

Know all by these presents, that the undersigned hereby constitutes and appoints each of William Haddad, Garth Osterman and Marianne Sarrazin of Cooley LLP, and Jen Shi of You on Demand, Inc. (the “Company”), signing individually, the undersigned’s true and lawful attorneys-in fact and agents to:

 

(1)     Prepare, execute in the undersigned’s name and on the undersigned’s behalf, and submit to the Securities and Exchange Commission (the “SEC”) Form ID and Forms 3, 4 and 5 (including amendments thereto and joint filing agreements in connection therewith) in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and the rules thereunder in the undersigned’s capacity as an officer, director or beneficial owner of more than 10% of a registered class of securities of the Company;

 

(2)     Prepare, execute in the undersigned’s name and on the undersigned’s behalf, and submit to the SEC Schedule 13D or Schedule 13G (including amendments thereto and joint filing agreements in connection therewith) in accordance with Section 13(d) and (g) of the Exchange Act and the rules thereunder in the undersigned’s capacity as beneficial owner of more than 5a% of a registered class of securities of the Company;

 

(2)     Do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to prepare and execute any such Form ID and Forms 3, 4 or 5 and Schedules 13D or 13G (including amendments thereto and joint filing agreements in connection therewith) and file such forms or schedules with the SEC and any stock exchange, self-regulatory association or any similar authority; and

 

(3)     Take any other action of any type whatsoever in connection with the foregoing that, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required of the undersigned, it being understood that the documents executed by the attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as the attorney-in-fact may approve in the attorney-in-fact’s discretion.

 

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, and their substitutes, in serving in such capacity at the request of the undersigned, are not assuming (nor is the Company assuming) any of the undersigned’s responsibilities to comply with Sections 13 or 16 of the Exchange Act.

 

This Power of Attorney shall remain in full force and effect until the earliest to occur of (a) the undersigned is no longer required to file Form ID or Forms 3, 4 and 5 or Schedules 13D or 13G with respect to the undersigned’s holdings of and transactions in securities issued by the Company, (b) revocation by the undersigned in a signed writing delivered to the Company and the foregoing attorneys-in fact or (c) as to any attorney-in-fact individually, until such attorney-in-fact is no longer employed by the Company or Cooley LLP, as applicable.

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of the date written below.

 

 

Date: December 31, 2015

 

Tianjin Sun Seven Stars Partnership Management Co., Ltd.

 

By: /s/ Lan Yang                                               

Name: Lan Yang

Title: Executive Partner

 

 

 

 EX-24.2 3 t1600036_ex24-2.htm EXHIBIT 24.2

 

Exhibit 24.2

 

POWER OF ATTORNEY

 

(For Executing Form ID and Forms 3, 4 and 5 and Schedule 13D)

 

Know all by these presents, that the undersigned hereby constitutes and appoints each of William Haddad, Garth Osterman and Marianne Sarrazin of Cooley LLP, and Jen Shi of You on Demand, Inc. (the “Company”), signing individually, the undersigned’s true and lawful attorneys-in fact and agents to:

 

(1)     Prepare, execute in the undersigned’s name and on the undersigned’s behalf, and submit to the Securities and Exchange Commission (the “SEC”) Form ID and Forms 3, 4 and 5 (including amendments thereto and joint filing agreements in connection therewith) in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and the rules thereunder in the undersigned’s capacity as an officer, director or beneficial owner of more than 10% of a registered class of securities of the Company;

 

(2)     Prepare, execute in the undersigned’s name and on the undersigned’s behalf, and submit to the SEC Schedule 13D or Schedule 13G (including amendments thereto and joint filing agreements in connection therewith) in accordance with Section 13(d) and (g) of the Exchange Act and the rules thereunder in the undersigned’s capacity as beneficial owner of more than 5a% of a registered class of securities of the Company;

 

(2)     Do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to prepare and execute any such Form ID and Forms 3, 4 or 5 and Schedules 13D or 13G (including amendments thereto and joint filing agreements in connection therewith) and file such forms or schedules with the SEC and any stock exchange, self-regulatory association or any similar authority; and

 

(3)     Take any other action of any type whatsoever in connection with the foregoing that, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required of the undersigned, it being understood that the documents executed by the attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as the attorney-in-fact may approve in the attorney-in-fact’s discretion.

 

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, and their substitutes, in serving in such capacity at the request of the undersigned, are not assuming (nor is the Company assuming) any of the undersigned’s responsibilities to comply with Sections 13 or 16 of the Exchange Act.

 

This Power of Attorney shall remain in full force and effect until the earliest to occur of (a) the undersigned is no longer required to file Form ID or Forms 3, 4 and 5 or Schedules 13D or 13G with respect to the undersigned’s holdings of and transactions in securities issued by the Company, (b) revocation by the undersigned in a signed writing delivered to the Company and the foregoing attorneys-in fact or (c) as to any attorney-in-fact individually, until such attorney-in-fact is no longer employed by the Company or Cooley LLP, as applicable.

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of the date written below.

 

 

Date: December 31, 2015

/s/ Lan Yang

Lan Yang