-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FSrIyPuJcHukRxPb82lBg57lOYYcA1Vff4QTP9/dqS/d5yrX0svvpMwCU2poRBql MvPpeKp3xj4V7UqdIbV0Aw== 0001144204-09-009429.txt : 20090217 0001144204-09-009429.hdr.sgml : 20090216 20090217210404 ACCESSION NUMBER: 0001144204-09-009429 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZALE DAVID CENTRAL INDEX KEY: 0001424227 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19644 FILM NUMBER: 09617019 BUSINESS ADDRESS: BUSINESS PHONE: 212 520 8260 MAIL ADDRESS: STREET 1: ZALE CAPITAL MANAGEMENT LP STREET 2: 825 THIRD AVENUE SUITE 244 CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHINA BROADBAND INC CENTRAL INDEX KEY: 0000837852 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 201777837 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1900 NINTH STREET STREET 2: 3RD FLOOR CITY: BOULDER STATE: CO ZIP: 80302 BUSINESS PHONE: 760-804-8844 MAIL ADDRESS: STREET 1: 1900 NINTH STREET STREET 2: 3RD FLOOR CITY: BOULDER STATE: CO ZIP: 80302 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA NUTRA INC DATE OF NAME CHANGE: 20060922 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA NUTRACEUTICALS INC DATE OF NAME CHANGE: 20040115 FORMER COMPANY: FORMER CONFORMED NAME: SIERRA ROCKIES CORP DATE OF NAME CHANGE: 19970604 5 1 v140605_ex.xml X0303 5 2008-12-31 0 0 0 0000837852 CHINA BROADBAND INC CBBD 0001424227 ZALE DAVID ZALE CAPITAL MANAGEMENT LP 825 THIRD AVENUE SUITE 244 NEW YORK NY 10022 1 0 0 0 Option 0.45 2008-06-16 5 A 0 50000 0 A 2013-06-16 Common Stock 50000 50000 D Includes an Option to acquire an aggregate of 50,000 shares of the Company's Common Stock (the "Option Shares"), issued under the Company's 2008 Stock Incentive Plan on June 16, 2008, which is exercisable as to 25,000 of such Option Shares as of the date of grant, and as to an additional 12,500 Option Shares on June 16, 2009, and June 16, 2010, respectively. Does not include 25,000 shares of Common Stock underlying Common Stock Purchase Warrants, exercisable at $2.00 per share as previously reported by the Reporting Person which were still held by the Reporting Person as of the date of this Report. /s/ David Zale 2009-02-17 -----END PRIVACY-ENHANCED MESSAGE-----