0001104659-22-067611.txt : 20220602 0001104659-22-067611.hdr.sgml : 20220602 20220602160724 ACCESSION NUMBER: 0001104659-22-067611 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20220524 FILED AS OF DATE: 20220602 DATE AS OF CHANGE: 20220602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Athene Annuity & Life Co CENTRAL INDEX KEY: 0000837332 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21484 FILM NUMBER: 22990852 BUSINESS ADDRESS: STREET 1: 7700 MILLS CIVIC PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 BUSINESS PHONE: 1-888-266-8489 MAIL ADDRESS: STREET 1: 7700 MILLS CIVIC PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 FORMER NAME: FORMER CONFORMED NAME: Aviva Life & Annuity Co DATE OF NAME CHANGE: 20131023 FORMER NAME: FORMER CONFORMED NAME: AMERUS LIFE INSURANCE CO DATE OF NAME CHANGE: 19960726 FORMER NAME: FORMER CONFORMED NAME: AMERICAN MUTUAL LIFE INSURANCE CO DATE OF NAME CHANGE: 19950227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Capital Management GP, LLC CENTRAL INDEX KEY: 0001456419 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21484 FILM NUMBER: 22990846 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212 515 3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management Holdings GP, LLC CENTRAL INDEX KEY: 0001449433 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21484 FILM NUMBER: 22990853 BUSINESS ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 W. 57TH STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Management Holdings, L.P. CENTRAL INDEX KEY: 0001449434 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21484 FILM NUMBER: 22990845 BUSINESS ADDRESS: STREET 1: 9 W. 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 W. 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AISG GP Ltd. CENTRAL INDEX KEY: 0001829976 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21484 FILM NUMBER: 22990850 BUSINESS ADDRESS: STREET 1: C/O WALKERS CORPORATE LIMITED STREET 2: CAYMAN CORPORATE CENTER, 27 HOSPITAL RD CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9008 BUSINESS PHONE: (914) 694-8000 MAIL ADDRESS: STREET 1: C/O WALKERS CORPORATE LIMITED STREET 2: CAYMAN CORPORATE CENTER, 27 HOSPITAL RD CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Capital Management, L.P. CENTRAL INDEX KEY: 0001456421 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21484 FILM NUMBER: 22990847 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212 515 3200 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Insurance Solutions Group LP CENTRAL INDEX KEY: 0001505002 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21484 FILM NUMBER: 22990851 BUSINESS ADDRESS: STREET 1: 2121 ROSECRANS AVE STREET 2: STE 5300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 310-698-4481 MAIL ADDRESS: STREET 1: 2121 ROSECRANS AVE STREET 2: STE 5300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 FORMER NAME: FORMER CONFORMED NAME: Athene Asset Management, L.P. DATE OF NAME CHANGE: 20141201 FORMER NAME: FORMER CONFORMED NAME: Athene Asset Management LLC DATE OF NAME CHANGE: 20101104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Life Asset GP, LLC CENTRAL INDEX KEY: 0001829856 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21484 FILM NUMBER: 22990848 BUSINESS ADDRESS: STREET 1: C/O WALKERS CORPORATE LIMITED STREET 2: CAYMAN CORPORATE CENTER, 27 HOSPITAL RD CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9008 BUSINESS PHONE: (914) 694-8000 MAIL ADDRESS: STREET 1: C/O WALKERS CORPORATE LIMITED STREET 2: CAYMAN CORPORATE CENTER, 27 HOSPITAL RD CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Apollo Life Asset L.P. CENTRAL INDEX KEY: 0001829857 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21484 FILM NUMBER: 22990849 BUSINESS ADDRESS: STREET 1: C/O WALKERS CORPORATE LIMITED STREET 2: CAYMAN CORPORATE CENTER, 27 HOSPITAL RD CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9008 BUSINESS PHONE: (914) 694-8000 MAIL ADDRESS: STREET 1: C/O WALKERS CORPORATE LIMITED STREET 2: CAYMAN CORPORATE CENTER, 27 HOSPITAL RD CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALAMOS STRATEGIC TOTAL RETURN FUND CENTRAL INDEX KEY: 0001275214 IRS NUMBER: 043785941 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT STREET 2: C/O CALAMOS ADVISORS LLC CITY: NAPERVILLE STATE: IL ZIP: 60653 BUSINESS PHONE: 6302451046 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT STREET 2: C/O CALAMOS ADVISORS LLC CITY: NAPERVILLE STATE: IL ZIP: 60653 3 1 tm2216943-1_3seq1.xml OWNERSHIP DOCUMENT X0206 3 2022-05-24 0 0001275214 CALAMOS STRATEGIC TOTAL RETURN FUND CSQ 0001449433 Apollo Management Holdings GP, LLC 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 0 0 1 0 0000837332 Athene Annuity & Life Co 7700 MILLS CIVIC PARKWAY WEST DES MOINES IA 50266 0 0 1 0 0001505002 Apollo Insurance Solutions Group LP 2121 ROSECRANS AVE STE 5300 EL SEGUNDO CA 90245 0 0 1 0 0001829976 AISG GP Ltd. C/O WALKERS CORPORATE LIMITED CAYMAN CORPORATE CENTER, 27 HOSPITAL RD GEORGE TOWN, GRAND CAYMAN E9 KY1-9008 CAYMAN ISLANDS 0 0 1 0 0001829857 Apollo Life Asset L.P. C/O WALKERS CORPORATE LIMITED CAYMAN CORPORATE CENTER, 27 HOSPITAL RD GEORGE TOWN, GRAND CAYMAN E9 KY1-9008 CAYMAN ISLANDS 0 0 1 0 0001829856 Apollo Life Asset GP, LLC C/O WALKERS CORPORATE LIMITED CAYMAN CORPORATE CENTER, 27 HOSPITAL RD GEORGE TOWN, GRAND CAYMAN E9 KY1-9008 CAYMAN ISLANDS 0 0 1 0 0001456421 Apollo Capital Management, L.P. 9 WEST 57TH STREET NEW YORK NY 10019 0 0 1 0 0001456419 Apollo Capital Management GP, LLC 9 WEST 57TH STREET NEW YORK NY 10019 0 0 1 0 0001449434 Apollo Management Holdings, L.P. 9 W. 57TH STREET NEW YORK NY 10019 0 0 1 0 Series F Mandatory Redeemable Preferred Shares 1760000 I See Footnote See Exhibit 99.1. See Exhibit 99.2 2022-06-02 EX-99.1 2 tm2216943d1_ex99-1.htm EXHIBIT 99.1

 

Exhibit 99.1

 

(1)Athene Annuity and Life Company (“AAIA”) holds Series F Mandatory Redeemable Preferred Shares (the “MRPs”) of the Issuer.

 

Apollo Insurance Solutions Group, L.P. (“AISG”) is the investment adviser of AAIA. AISG GP Ltd. (“AISG GP”) is the general partner of AISG. Apollo Life Asset LP (“Apollo Life”) is the general partner of AISG GP, and Apollo Life Asset GP, LLC (“Apollo Life GP”) is the general partner of Apollo Life. Apollo Capital Management, L.P. (“Capital Management”) is the sole member of Apollo Life GP. The general partner of Capital Management is Apollo Capital Management GP (“Capital Management GP”). Apollo Management Holdings, L.P. (“Management Holdings”) is the sole member and manager of Capital Management GP, and Apollo Management Holdings GP, LLC (“Management Holdings GP”) is the general partner of Management Holdings.

 

AISG, AISG GP, Apollo Life, Apollo Life GP, Capital Management, Capital Management GP, Management Holdings and Management Holdings GP each disclaim beneficial ownership of all MRPs included in this report, and the filing of this report shall not be construed as an admission that any such person or entity is the beneficial owner of any such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

 

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EX-99.2 3 tm2216943d1_ex99-2.htm EXHIBIT 99.2

 

Exhibit 99.2

 

This Statement on Form 3 is filed by: (i) Athene Annuity and Life Company; (ii) Apollo Insurance Solutions Group LP; (iii) AISG GP Ltd.; (iv) Apollo Life Asset, L.P.; (v) Apollo Life Asset GP, LLC; (vi) Apollo Capital Management, L.P.; (vii) Apollo Capital Management GP, LLC; (viii) Apollo Management Holdings, L.P.; and (ix) Apollo Management Holdings GP, LLC.

 

Name of Designated Filer: Apollo Management Holdings GP, LLC 

Date of Event Requiring Statement: May 24, 2022 

Issuer Name and Ticker or Trading Symbol: Calamos Strategic Total Return Fund [CSQ]

 

  ATHENE ANNUITY AND LIFE COMPANY

 

  By:   Apollo Insurance Solutions Group LP,
      its investment adviser

 

    By:   AISG GP Ltd.,
        its general partner

 

      By:   /s/ Angelo Lombardo
          Angelo Lombardo
          Authorized Signatory

 

  APOLLO INSURANCE SOLUTIONS GROUP LP

 

  By:   AISG GP Ltd.,
      its general partner

 

    By:   /s/ Angelo Lombardo
        Angelo Lombardo
        Authorized Signatory

 

  AISG GP LTD.

 

  By:   /s/ Angelo Lombardo
      Angelo Lombardo
      Authorized Signatory

 

  APOLLO LIFE ASSET, L.P.

 

  By:   Apollo Life Asset GP, LLC,
      its general partner

 

    By:   Apollo Capital Management L.P.,
        its managing member

 

      By: Apollo Capital Management GP, LLC,
          its general partner

 

      By: /s/ Joseph D. Glatt
          Joseph D. Glatt
          Vice President

 

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  APOLLO LIFE ASSET GP, LLC

 

  By:   Apollo Capital Management L.P.,
      its managing member

 

    By:   Apollo Capital Management GP, LLC,
        its general partner

 

      By:   /s/ Joseph D. Glatt
          Joseph D. Glatt
          Vice President

 

  APOLLO CAPITAL MANAGEMENT, L.P.

 

  By:   Apollo Capital Management GP, LLC,
      its general partner

 

    By:   /s/ Joseph D. Glatt
        Joseph D. Glatt
        Vice President

 

  APOLLO CAPITAL MANAGEMENT GP, LLC

 

  By:   /s/ Joseph D. Glatt
      Joseph D. Glatt
      Vice President

 

  APOLLO MANAGEMENT HOLDINGS, L.P.

 

  By:   Apollo Management Holdings GP, LLC,
      its general partner

 

    By:   /s/ Joseph D. Glatt
        Joseph D. Glatt
        Vice President

 

  APOLLO MANAGEMENT HOLDINGS GP, LLC

 

  By:   /s/ Joseph D. Glatt
      Joseph D. Glatt
      Vice President

 

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