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Form 3 - Initial statement of beneficial ownership of securities:
SEC Accession No. 0001104659-13-077979
Filing Date
2013-10-25
Accepted
2013-10-25 15:54:27
Documents
3
Period of Report
2013-10-15

Document Format Files

Seq Description Document Type Size
1 3 a3.html 3  
1 3 a3.xml 3 4911
2 EX-99.1 ex-99d1.htm EX-99.1 3625
3 EX-99.2 ex-99d2.htm EX-99.2 19176
  Complete submission text file 0001104659-13-077979.txt   31526
Mailing Address 841 APOLLO STREET SUITE 150 EL SEGUNDO CA 90245
Business Address 400 BROOKFIELD PARKWAY GREENVILLE SC 29607 310-698-4437
ATHENE ANNUITY & LIFE ASSURANCE Co (Reporting) CIK: 0000059252 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3 | Act: 34 | File No.: 811-22805 | Film No.: 131170836

Mailing Address 841 APOLLO STREET SUITE 150 EL SEGUNDO CA 90245
Business Address 7700 MILLS CIVIC PARKWAY WEST DES MOINES IA 50266 310-698-4437
Aviva Life & Annuity Co (Reporting) CIK: 0000837332 (see all company filings)

State of Incorp.: IA | Fiscal Year End: 1231
Type: 3 | Act: 34 | File No.: 811-22805 | Film No.: 131170835
SIC: 6189 Asset-Backed Securities

Mailing Address 841 APOLLO STREET SUITE 150 EL SEGUNDO CA 90245
Business Address 7700 MILLS CIVIC PARWAY WEST DES MOINES IA 50266 310-698-4437
Athene USA Corp (Reporting) CIK: 0001051717 (see all company filings)

State of Incorp.: IA | Fiscal Year End: 1231
Type: 3 | Act: 34 | File No.: 811-22805 | Film No.: 131170834
SIC: 6311 Life Insurance

Mailing Address 96 PITTS BAY ROAD PEMBROKE D0 HM08
Business Address 96 PITTS BAY ROAD PEMBROKE D0 HM08 441-279-8400
Athene Holding Ltd (Reporting) CIK: 0001527469 (see all company filings)

State of Incorp.: D0
Type: 3 | Act: 34 | File No.: 811-22805 | Film No.: 131170837

Mailing Address 620 EIGHTH AVENUE 49TH FLOOR NEW YORK NY 10018
Business Address 620 EIGHTH AVENUE 49TH FLOOR NEW YORK NY 10018 (888) 777-0102
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC. (Issuer) CIK: 0001570318 (see all company filings)

IRS No.: 462078197 | State of Incorp.: MD | Fiscal Year End: 1130