<SEC-DOCUMENT>0000837332-21-000041-index.html : 20210602 <SEC-HEADER>0000837332-21-000041.hdr.sgml : 20210602 <ACCEPTANCE-DATETIME>20210602162045 ACCESSION NUMBER: 0000837332-21-000041 CONFORMED SUBMISSION TYPE: S-1/A PUBLIC DOCUMENT COUNT: 60 FILED AS OF DATE: 20210602 DATE AS OF CHANGE: 20210602 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Athene Annuity & Life Co CENTRAL INDEX KEY: 0000837332 IRS NUMBER: 420175020 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-252893 FILM NUMBER: 21989371 BUSINESS ADDRESS: STREET 1: 7700 MILLS CIVIC PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 BUSINESS PHONE: 1-888-266-8489 MAIL ADDRESS: STREET 1: 7700 MILLS CIVIC PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 FORMER COMPANY: FORMER CONFORMED NAME: Aviva Life & Annuity Co DATE OF NAME CHANGE: 20131023 FORMER COMPANY: FORMER CONFORMED NAME: AMERUS LIFE INSURANCE CO DATE OF NAME CHANGE: 19960726 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN MUTUAL LIFE INSURANCE CO DATE OF NAME CHANGE: 19950227 </SEC-HEADER> <DOCUMENT> <TYPE>S-1/A <SEQUENCE>1 <FILENAME>a2020aaiaamplify20nfs-1a.htm <DESCRIPTION>S-1/A <TEXT> Document 1 - file: a2020aaiaamplify20nfs-1a.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>exhibit41.htm <DESCRIPTION>EX-4.1 <TEXT> Document 2 - file: exhibit41.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>3 <FILENAME>exhibit42amplify20nf.htm <DESCRIPTION>EX-4.2 <TEXT> Document 3 - file: exhibit42amplify20nf.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>exhibit41001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 4 - file: exhibit41001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>exhibit41002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: exhibit41002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>exhibit41003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: exhibit41003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>exhibit41004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: exhibit41004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>exhibit41005.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: exhibit41005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>exhibit41006.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: exhibit41006.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>exhibit41007.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: exhibit41007.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>exhibit41008.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: exhibit41008.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>exhibit41009.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: exhibit41009.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>exhibit41010.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: exhibit41010.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>exhibit41011.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: exhibit41011.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>exhibit41012.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: exhibit41012.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>exhibit41013.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 16 - file: exhibit41013.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>exhibit41014.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 17 - file: exhibit41014.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>exhibit41015.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 18 - file: exhibit41015.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>exhibit41016.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 19 - file: exhibit41016.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>exhibit41017.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 20 - file: exhibit41017.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>exhibit41018.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 21 - file: exhibit41018.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>exhibit41019.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 22 - file: exhibit41019.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>exhibit41020.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 23 - file: exhibit41020.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>exhibit41021.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 24 - file: exhibit41021.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>25 <FILENAME>exhibit41022.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 25 - file: exhibit41022.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>exhibit41023.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 26 - file: exhibit41023.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>exhibit41024.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 27 - file: exhibit41024.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>28 <FILENAME>exhibit41025.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 28 - file: exhibit41025.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>29 <FILENAME>exhibit41026.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 29 - file: exhibit41026.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>30 <FILENAME>exhibit41027.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 30 - file: exhibit41027.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>31 <FILENAME>exhibit41028.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 31 - file: exhibit41028.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>32 <FILENAME>exhibit41029.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 32 - file: exhibit41029.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>33 <FILENAME>exhibit41030.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 33 - file: exhibit41030.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>34 <FILENAME>exhibit41031.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 34 - file: exhibit41031.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>35 <FILENAME>exhibit41032.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 35 - file: exhibit41032.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>36 <FILENAME>exhibit41033.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 36 - file: exhibit41033.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>37 <FILENAME>exhibit41034.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 37 - file: exhibit41034.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>38 <FILENAME>exhibit41035.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 38 - file: exhibit41035.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>39 <FILENAME>exhibit41036.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 39 - file: exhibit41036.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>40 <FILENAME>exhibit41037.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 40 - file: exhibit41037.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>41 <FILENAME>exhibit41038.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 41 - file: exhibit41038.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>42 <FILENAME>exhibit41039.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 42 - file: exhibit41039.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>43 <FILENAME>exhibit41040.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 43 - file: exhibit41040.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>44 <FILENAME>exhibit41041.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 44 - file: exhibit41041.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>45 <FILENAME>exhibit41042.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 45 - file: exhibit41042.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>46 <FILENAME>exhibit41043.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 46 - file: exhibit41043.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>47 <FILENAME>exhibit41044.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 47 - file: exhibit41044.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>48 <FILENAME>exhibit41045.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 48 - file: exhibit41045.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>49 <FILENAME>exhibit41046.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 49 - file: exhibit41046.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>50 <FILENAME>exhibit41047.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 50 - file: exhibit41047.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>51 <FILENAME>exhibit41048.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 51 - file: exhibit41048.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>52 <FILENAME>exhibit41049.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 52 - file: exhibit41049.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>53 <FILENAME>exhibit42amplify20nf001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 53 - file: exhibit42amplify20nf001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>54 <FILENAME>exhibit42amplify20nf002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 54 - file: exhibit42amplify20nf002.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>55 <FILENAME>exhibit42amplify20nf003.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 55 - file: exhibit42amplify20nf003.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>56 <FILENAME>exhibit42amplify20nf004.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 56 - file: exhibit42amplify20nf004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>57 <FILENAME>exhibit42amplify20nf005.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 57 - file: exhibit42amplify20nf005.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>58 <FILENAME>exhibit42amplify20nf006.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 58 - file: exhibit42amplify20nf006.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>59 <FILENAME>exhibit42amplify20nf007.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 59 - file: exhibit42amplify20nf007.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>60 <FILENAME>exhibit42amplify20nf008.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 60 - file: exhibit42amplify20nf008.jpg
</DOCUMENT> </SEC-DOCUMENT>