<SEC-DOCUMENT>0000837332-19-000007-index.html : 20190401 <SEC-HEADER>0000837332-19-000007.hdr.sgml : 20190401 <ACCEPTANCE-DATETIME>20190401172154 ACCESSION NUMBER: 0000837332-19-000007 CONFORMED SUBMISSION TYPE: S-1/A PUBLIC DOCUMENT COUNT: 33 FILED AS OF DATE: 20190401 DATE AS OF CHANGE: 20190401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Athene Annuity & Life Co CENTRAL INDEX KEY: 0000837332 IRS NUMBER: 420175020 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-225544 FILM NUMBER: 19721902 BUSINESS ADDRESS: STREET 1: 7700 MILLS CIVIC PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 BUSINESS PHONE: 1-888-266-8489 MAIL ADDRESS: STREET 1: 7700 MILLS CIVIC PARKWAY CITY: WEST DES MOINES STATE: IA ZIP: 50266 FORMER COMPANY: FORMER CONFORMED NAME: Aviva Life & Annuity Co DATE OF NAME CHANGE: 20131023 FORMER COMPANY: FORMER CONFORMED NAME: AMERUS LIFE INSURANCE CO DATE OF NAME CHANGE: 19960726 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN MUTUAL LIFE INSURANCE CO DATE OF NAME CHANGE: 19950227 </SEC-HEADER> <DOCUMENT> <TYPE>S-1/A <SEQUENCE>1 <FILENAME>a2018aaia-statafs.htm <DESCRIPTION>S-1/A <TEXT> Document 1 - file: a2018aaia-statafs.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1 <SEQUENCE>2 <FILENAME>exhibit1.htm <DESCRIPTION>EXHIBIT 1 <TEXT> Document 2 - file: exhibit1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>3 <FILENAME>exhibit41.htm <DESCRIPTION>EXHIBIT 4.1 <TEXT> Document 3 - file: exhibit41.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>4 <FILENAME>exhibit42.htm <DESCRIPTION>EXHIBIT 4.2 <TEXT> Document 4 - file: exhibit42.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5 <SEQUENCE>5 <FILENAME>exhibit5.htm <DESCRIPTION>EXHIBIT 5 <TEXT> Document 5 - file: exhibit5.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>6 <FILENAME>exhibit102.htm <DESCRIPTION>EXHIBIT 10.2 <TEXT> Document 6 - file: exhibit102.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>7 <FILENAME>exhibit103.htm <DESCRIPTION>EXHIBIT 10.3 <TEXT> Document 7 - file: exhibit103.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.5 <SEQUENCE>8 <FILENAME>exhibit105.htm <DESCRIPTION>EXHIBIT 10.5 <TEXT> Document 8 - file: exhibit105.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.6 <SEQUENCE>9 <FILENAME>exhibit106.htm <DESCRIPTION>EXHIBIT 10.6 <TEXT> Document 9 - file: exhibit106.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.8 <SEQUENCE>10 <FILENAME>exhibit108.htm <DESCRIPTION>EXHIBIT 10.8 <TEXT> Document 10 - file: exhibit108.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1.1 <SEQUENCE>11 <FILENAME>exhibit1011.htm <DESCRIPTION>EXHIBIT 10.1.1 <TEXT> Document 11 - file: exhibit1011.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1.2 <SEQUENCE>12 <FILENAME>exhibit1012.htm <DESCRIPTION>EXHIBIT 10.1.2 <TEXT> Document 12 - file: exhibit1012.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1.3 <SEQUENCE>13 <FILENAME>exhibit1013.htm <DESCRIPTION>EXHIBIT 10.1.3 <TEXT> Document 13 - file: exhibit1013.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1.4 <SEQUENCE>14 <FILENAME>exhibit1014.htm <DESCRIPTION>EXHIBIT 10.1.4 <TEXT> Document 14 - file: exhibit1014.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4.1 <SEQUENCE>15 <FILENAME>exhibit1041.htm <DESCRIPTION>EXHIBIT 10.4.1 <TEXT> Document 15 - file: exhibit1041.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4.2 <SEQUENCE>16 <FILENAME>exhibit1042.htm <DESCRIPTION>EXHIBIT 10.4.2 <TEXT> Document 16 - file: exhibit1042.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4.3 <SEQUENCE>17 <FILENAME>exhibit1043.htm <DESCRIPTION>EXHIBIT 10.4.3 <TEXT> Document 17 - file: exhibit1043.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4.4 <SEQUENCE>18 <FILENAME>exhibit1044.htm <DESCRIPTION>EXHIBIT 10.4.4 <TEXT> Document 18 - file: exhibit1044.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.7.1 <SEQUENCE>19 <FILENAME>exhibit1071.htm <DESCRIPTION>EXHIBIT 10.7.1 <TEXT> Document 19 - file: exhibit1071.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.7.2 <SEQUENCE>20 <FILENAME>exhibit1072.htm <DESCRIPTION>EXHIBIT 10.7.2 <TEXT> Document 20 - file: exhibit1072.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-21.1 <SEQUENCE>21 <FILENAME>s-1exhibit211.htm <DESCRIPTION>EXHIBIT 21.1 <TEXT> Document 21 - file: s-1exhibit211.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.1 <SEQUENCE>22 <FILENAME>exhibit231.htm <DESCRIPTION>EXHIBIT 23.1 <TEXT> Document 22 - file: exhibit231.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.2 <SEQUENCE>23 <FILENAME>exhibit232.htm <DESCRIPTION>EXHIBIT 23.2 <TEXT> Document 23 - file: exhibit232.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-24.2 <SEQUENCE>24 <FILENAME>exhibit242.htm <DESCRIPTION>EXHIBIT 24.2 <TEXT> Document 24 - file: exhibit242.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>25 <FILENAME>applicationforisp1.jpg <TEXT> Document 25 - file: applicationforisp1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>applicationforisp2a01.jpg <TEXT> Document 26 - file: applicationforisp2a01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>applicationforisp3a01.jpg <TEXT> Document 27 - file: applicationforisp3a01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>28 <FILENAME>applicationforisp4.jpg <TEXT> Document 28 - file: applicationforisp4.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>29 <FILENAME>applicationforisp5.jpg <TEXT> Document 29 - file: applicationforisp5.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>30 <FILENAME>athenelogoa18.jpg <TEXT> Document 30 - file: athenelogoa18.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>31 <FILENAME>athenelogoa20.jpg <TEXT> Document 31 - file: athenelogoa20.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>32 <FILENAME>segmentallocationform.jpg <TEXT> Document 32 - file: segmentallocationform.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>33 <FILENAME>table.jpg <TEXT> Document 33 - file: table.jpg
</DOCUMENT> </SEC-DOCUMENT>