0001247524-15-000095.txt : 20150223
0001247524-15-000095.hdr.sgml : 20150223
20150223183213
ACCESSION NUMBER: 0001247524-15-000095
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150219
FILED AS OF DATE: 20150223
DATE AS OF CHANGE: 20150223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Walter Energy, Inc.
CENTRAL INDEX KEY: 0000837173
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220]
IRS NUMBER: 133429953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 RIVERCHASE GALLERIA
STREET 2: SUITE 1700
CITY: BIRMINGHAM
STATE: AL
ZIP: 35244
BUSINESS PHONE: 205-745-2000
MAIL ADDRESS:
STREET 1: 3000 RIVERCHASE GALLERIA
STREET 2: SUITE 1700
CITY: BIRMINGHAM
STATE: AL
ZIP: 35244
FORMER COMPANY:
FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/
DATE OF NAME CHANGE: 19950207
FORMER COMPANY:
FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP
DATE OF NAME CHANGE: 19910814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Doppelt Earl H
CENTRAL INDEX KEY: 0001387654
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13711
FILM NUMBER: 15641317
MAIL ADDRESS:
STREET 1: 2411 PURCHASE STREET
CITY: PURCHASE
STATE: NY
ZIP: 10577
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-02-19
0000837173
Walter Energy, Inc.
WLT
0001387654
Doppelt Earl H
3000 RIVERCHASE GALLERIA, SUITE #1700
BIRMINGHAM
AL
35244
0
1
0
0
EVP - General Counsel & Sec
Common Stock
2015-02-19
4
F
0
345
1.02
D
51888.26
D
Non-qualified stock options
1.02
2015-02-19
4
A
0
71314
0
A
2025-02-19
Common Stock
71314
71314
D
Payment of tax liability by delivering or withholding securities incident to the vesting of securities issued in accordance with Rule 16b-3.
Options vest in 3 equal annual installments beginning 2/19/16.
/s/ Earl Doppelt
2015-02-23