0001247524-15-000095.txt : 20150223 0001247524-15-000095.hdr.sgml : 20150223 20150223183213 ACCESSION NUMBER: 0001247524-15-000095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150219 FILED AS OF DATE: 20150223 DATE AS OF CHANGE: 20150223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walter Energy, Inc. CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 BUSINESS PHONE: 205-745-2000 MAIL ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 FORMER COMPANY: FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ DATE OF NAME CHANGE: 19950207 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Doppelt Earl H CENTRAL INDEX KEY: 0001387654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 15641317 MAIL ADDRESS: STREET 1: 2411 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-02-19 0000837173 Walter Energy, Inc. WLT 0001387654 Doppelt Earl H 3000 RIVERCHASE GALLERIA, SUITE #1700 BIRMINGHAM AL 35244 0 1 0 0 EVP - General Counsel & Sec Common Stock 2015-02-19 4 F 0 345 1.02 D 51888.26 D Non-qualified stock options 1.02 2015-02-19 4 A 0 71314 0 A 2025-02-19 Common Stock 71314 71314 D Payment of tax liability by delivering or withholding securities incident to the vesting of securities issued in accordance with Rule 16b-3. Options vest in 3 equal annual installments beginning 2/19/16. /s/ Earl Doppelt 2015-02-23