0001247524-14-000101.txt : 20141003
0001247524-14-000101.hdr.sgml : 20141003
20141003100127
ACCESSION NUMBER: 0001247524-14-000101
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141001
FILED AS OF DATE: 20141003
DATE AS OF CHANGE: 20141003
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Walter Energy, Inc.
CENTRAL INDEX KEY: 0000837173
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220]
IRS NUMBER: 133429953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 RIVERCHASE GALLERIA
STREET 2: SUITE 1700
CITY: BIRMINGHAM
STATE: AL
ZIP: 35244
BUSINESS PHONE: 205-745-2000
MAIL ADDRESS:
STREET 1: 3000 RIVERCHASE GALLERIA
STREET 2: SUITE 1700
CITY: BIRMINGHAM
STATE: AL
ZIP: 35244
FORMER COMPANY:
FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/
DATE OF NAME CHANGE: 19950207
FORMER COMPANY:
FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP
DATE OF NAME CHANGE: 19910814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TOKARZ MICHAEL T
CENTRAL INDEX KEY: 0001206636
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13711
FILM NUMBER: 141138525
MAIL ADDRESS:
STREET 1: C/O KKR
STREET 2: 9 W 57TH ST 41ST FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-10-01
0000837173
Walter Energy, Inc.
WLT
0001206636
TOKARZ MICHAEL T
3000 RIVERCHASE GALLERIA, SUITE #1700
BIRMINGHAM
AL
35244
1
0
0
0
Phantom Stock
2014-10-01
4
A
0
17548.08
2.08
A
Common Stock
17548.08
100121.21
D
Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock.
Reflects phantom stock acquired through participation in the Issuer's Directors' Deferred Fee Plan.
Payable in common stock on the earlier of the first day of the seventh month following the participant's death or the first day of the seventh month following a termination event.
/s/ Earl Doppelt, by power of attorney
2014-10-03