0001179110-14-007221.txt : 20140428 0001179110-14-007221.hdr.sgml : 20140428 20140428172300 ACCESSION NUMBER: 0001179110-14-007221 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140424 FILED AS OF DATE: 20140428 DATE AS OF CHANGE: 20140428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walter Energy, Inc. CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 BUSINESS PHONE: 205-745-2000 MAIL ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 FORMER COMPANY: FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ DATE OF NAME CHANGE: 19950207 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENDERSON MARY R CENTRAL INDEX KEY: 0001243116 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 14790524 4 1 edgar.xml FORM 4 - X0306 4 2014-04-24 0 0000837173 Walter Energy, Inc. WLT 0001243116 HENDERSON MARY R 3000 RIVERCHASE GALLERIA, SUITE #1700 BIRMINGHAM AL 35244 1 0 0 0 Common Stock 2014-04-24 4 A 0 5512 0 A 10015 D Non-Qualified Stock Options (right to buy) 7.71 2014-04-24 4 A 0 8551 0 A 2024-04-24 Common Stock 8551 8551 D Award of restricted stock units, which vest in 3 equal installments beginning 04/24/2015. Non-qualified stock options, which vest in 3 equal annual installments beginning 04/24/2015. /s/ Earl Doppelt, by power of attorney 2014-04-25