0001179110-14-007018.txt : 20140421 0001179110-14-007018.hdr.sgml : 20140421 20140421180941 ACCESSION NUMBER: 0001179110-14-007018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140421 FILED AS OF DATE: 20140421 DATE AS OF CHANGE: 20140421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walter Energy, Inc. CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 BUSINESS PHONE: 205-745-2000 MAIL ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 FORMER COMPANY: FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ DATE OF NAME CHANGE: 19950207 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOKARZ MICHAEL T CENTRAL INDEX KEY: 0001206636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 14774703 MAIL ADDRESS: STREET 1: C/O KKR STREET 2: 9 W 57TH ST 41ST FL CITY: NEW YORK STATE: NY ZIP: 10019 4 1 edgar.xml FORM 4 - X0306 4 2014-04-21 0 0000837173 Walter Energy, Inc. WLT 0001206636 TOKARZ MICHAEL T 3000 RIVERCHASE GALLERIA, SUITE #1700 BIRMINGHAM AL 35244 1 0 0 0 Common Stock 2014-04-21 4 M 0 8659 6.04 A 107790 D Non-qualified Stock Options 6.04 2014-04-21 4 D 0 8659 0 A 2014-04-22 Common Stock 8659 0 D Options vest in 3 equal installments beginning 04/22/2005 The amount reported takes into account a reduction of 8,713 shares of Common Stock previously reported in error as having been acquired by the Reporting Person. /s/ Earl Doppelt, by power of attorney 2014-04-21