0001179110-14-006213.txt : 20140402 0001179110-14-006213.hdr.sgml : 20140402 20140402142548 ACCESSION NUMBER: 0001179110-14-006213 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140401 FILED AS OF DATE: 20140402 DATE AS OF CHANGE: 20140402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walter Energy, Inc. CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 BUSINESS PHONE: 205-745-2000 MAIL ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 FORMER COMPANY: FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ DATE OF NAME CHANGE: 19950207 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KERLEY ROBERT P CENTRAL INDEX KEY: 0001524197 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 14737445 MAIL ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA - SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 4 1 edgar.xml FORM 4 - X0306 4 2014-04-01 0 0000837173 Walter Energy, Inc. WLT 0001524197 KERLEY ROBERT P 3000 RIVERCHASE GALLERIA - SUITE 1700 BIRMINGHAM AL 35244 0 1 0 0 VP, Controller & CAO Common Stock 2014-04-01 4 F 0 711 7.61 D 15695.97 D Payment of tax liability by delivering securities incident to the vesting of a security issued in accordance with Rule 16b-3. Includes 25.59 additional shares acquired under the Company's Employee Stock Purchase Plan since the date of the reporting person's last ownership report. /s/ Earl Doppelt, by power of attorney 2014-04-02