0001179110-14-003257.txt : 20140220 0001179110-14-003257.hdr.sgml : 20140220 20140220173514 ACCESSION NUMBER: 0001179110-14-003257 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140218 FILED AS OF DATE: 20140220 DATE AS OF CHANGE: 20140220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walter Energy, Inc. CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 BUSINESS PHONE: 205-745-2000 MAIL ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 FORMER COMPANY: FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ DATE OF NAME CHANGE: 19950207 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARVEY WILLIAM G CENTRAL INDEX KEY: 0001183955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 14630808 4 1 edgar.xml FORM 4 - X0306 4 2014-02-18 0 0000837173 Walter Energy, Inc. WLT 0001183955 HARVEY WILLIAM G 3000 RIVERCHASE GALLERIA, SUITE #1700 BIRMINGHAM AL 35244 0 1 0 0 EVP - Chief Financial Officer Common Stock 2014-02-18 4 A 0 24677 0 A 40388.43 D Non-qualified Stock Options 10.91 2014-02-18 4 A 0 38188 0 A 2024-02-18 Common Stock 38188 38188 D Award of restricted stock units, which vest in 3 equal annual installments beginning 02/18/2015. Includes 2334.26 shares held by Reporting Person under Employee Stock Purchase Plan. Award of non-qualified stock options, which vest in 3 equal annual installments beginning on 02/18/2015. /s/ Earl Doppelt, by power of attorney 2014-02-20