0001179110-14-003249.txt : 20140220 0001179110-14-003249.hdr.sgml : 20140220 20140220173404 ACCESSION NUMBER: 0001179110-14-003249 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140218 FILED AS OF DATE: 20140220 DATE AS OF CHANGE: 20140220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walter Energy, Inc. CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 BUSINESS PHONE: 205-745-2000 MAIL ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 FORMER COMPANY: FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ DATE OF NAME CHANGE: 19950207 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Doppelt Earl H CENTRAL INDEX KEY: 0001387654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 14630793 MAIL ADDRESS: STREET 1: 2411 PURCHASE STREET CITY: PURCHASE STATE: NY ZIP: 10577 4 1 edgar.xml FORM 4 - X0306 4 2014-02-18 0 0000837173 Walter Energy, Inc. WLT 0001387654 Doppelt Earl H 3000 RIVERCHASE GALLERIA, SUITE #1700 BIRMINGHAM AL 35244 0 1 0 0 EVP - General Counsel & Sec Common Stock 2014-02-18 4 A 0 20689 0 A 53775.31 D Non-qualified stock options 10.91 2014-02-18 4 A 0 32017 0 A 2024-02-18 Common Stock 32017 32017 D Award or restricted stock units which vest in 3 equal annual installments beginning 02/18/2015. Includes 2901.65 shares held by Reporting Person under Employee Stock Purchase Plan. Options vest in 3 equal annual installments beginning 02/18/2015. s Earl Doppelt 2014-02-20