0001179110-13-018371.txt : 20131220 0001179110-13-018371.hdr.sgml : 20131220 20131220145851 ACCESSION NUMBER: 0001179110-13-018371 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131219 FILED AS OF DATE: 20131220 DATE AS OF CHANGE: 20131220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walter Energy, Inc. CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 BUSINESS PHONE: 205-745-2000 MAIL ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 FORMER COMPANY: FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ DATE OF NAME CHANGE: 19950207 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARVEY WILLIAM G CENTRAL INDEX KEY: 0001183955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 131291262 4 1 edgar.xml FORM 4 - X0306 4 2013-12-19 0 0000837173 Walter Energy, Inc. WLT 0001183955 HARVEY WILLIAM G 3000 RIVERCHASE GALLERIA, SUITE #1700 BIRMINGHAM AL 35244 0 1 0 0 EVP - Chief Financial Officer Non-qualified stock options (right to buy) 15.21 2013-12-19 4 A 0 36897 0 A 2023-12-19 Common Stock 36897 36897 D Non-qualified stock options were granted in connection with the reporting person's promotion to Executive Vice-President. Non-qualified stock options which vest in 3 equal installments beginning 12/19/2014. /s/ Earl Doppelt, by power of attorney 2013-12-20