0001179110-11-007167.txt : 20110503 0001179110-11-007167.hdr.sgml : 20110503 20110503081402 ACCESSION NUMBER: 0001179110-11-007167 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110429 FILED AS OF DATE: 20110503 DATE AS OF CHANGE: 20110503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Madden Michael T CENTRAL INDEX KEY: 0001485027 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 11802920 MAIL ADDRESS: STREET 1: 16243 HIGHWAY 216 CITY: BROOKWOOD STATE: AL ZIP: 35444 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walter Energy, Inc. CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4211 W. BOY SCOUT BLVD. CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 8138714811 MAIL ADDRESS: STREET 1: 4211 W. BOY SCOUT BLVD. STREET 2: 4211 W. BOY SCOUT BLVD. CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ DATE OF NAME CHANGE: 19950207 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 4 1 edgar.xml FORM 4 - X0303 4 2011-04-29 0 0000837173 Walter Energy, Inc. WLT 0001485027 Madden Michael T 16243 HIGHWAY 216 BROOKWOOD AL 35444 0 1 0 0 Global Head- Marketing Common Stock 2011-04-29 4 M 0 1543 17.89 A 37091.66 D Common Stock 2011-04-29 4 M 0 7000 21.02 A 44091.66 D Common Stock 2011-04-29 4 M 0 6000 15.83 A 50091.66 D Common Stock 2011-04-29 4 S 0 14543 138.23 D 35548.66 D Non-qualified stock option 17.89 2011-04-29 4 M 0 1543 0 D 2015-02-25 Common Stock 1543 0 D Non-qualified stock option 21.02 2011-04-29 4 M 0 7000 0 D 2016-10-24 Common Stock 7000 11139 D Non-qualified stock option 15.83 2011-04-29 4 M 0 6000 0 D 2019-02-27 Common Stock 6000 7045 D Options vest in 7 years beginning 2/25/06, subject to accelerated vesting. Options vest in 3 equal annual installments beginning 10/24/07. Options vest in 3 equal annual installments beginning 02/27/10, subject to continued employment. Includes shares held by reporting Person under Employee Stock Purchase Plan. Represents the weighted average sale price for price increments ranging from $138.09 to $138.44. The Reporting Person will undertake to provide, upon request of the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Catherine C. Bona, by power of attorney 2011-05-02