0001179110-11-006763.txt : 20110421 0001179110-11-006763.hdr.sgml : 20110421 20110421174020 ACCESSION NUMBER: 0001179110-11-006763 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110420 FILED AS OF DATE: 20110421 DATE AS OF CHANGE: 20110421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLARK HOWARD LONGSTRETH JR CENTRAL INDEX KEY: 0001181363 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 11774312 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walter Energy, Inc. CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4211 W. BOY SCOUT BLVD. CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 8138714811 MAIL ADDRESS: STREET 1: 4211 W. BOY SCOUT BLVD. STREET 2: 4211 W. BOY SCOUT BLVD. CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ DATE OF NAME CHANGE: 19950207 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 4 1 edgar.xml FORM 4 - X0303 4 2011-04-20 0 0000837173 Walter Energy, Inc. WLT 0001181363 CLARK HOWARD LONGSTRETH JR 745 SEVENTH AVENUE NEW YORK NY 10019 1 0 0 0 Comon Stock 2011-04-20 4 A 0 354 0 A 10640 D Non-qualified stock options 132.75 2011-04-20 4 A 0 533 0 A 2021-04-20 Common Stock 533 533 D Award of Restricted Stock Units which vest in 3 equal annual installments beginning 04/20/2012. Non-qualified stock options vest in 3 equal annual installments beginning 04/20/2012. Catherine C. Bona, by power of attorney 2011-04-21