0001179110-11-006077.txt : 20110405 0001179110-11-006077.hdr.sgml : 20110405 20110405205121 ACCESSION NUMBER: 0001179110-11-006077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110401 FILED AS OF DATE: 20110405 DATE AS OF CHANGE: 20110405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WINKELMANN NEIL CENTRAL INDEX KEY: 0001516981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 11741805 MAIL ADDRESS: STREET 1: 4211 W. BOY SCOUT BLVD. CITY: TAMPA STATE: FL ZIP: 33607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walter Energy, Inc. CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4211 W. BOY SCOUT BLVD. CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 8138714811 MAIL ADDRESS: STREET 1: 4211 W. BOY SCOUT BLVD. STREET 2: 4211 W. BOY SCOUT BLVD. CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ DATE OF NAME CHANGE: 19950207 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 4 1 edgar.xml FORM 4 - X0303 4 2011-04-01 0 0000837173 Walter Energy, Inc. WLT 0001516981 WINKELMANN NEIL 4211 W. BOY SCOUT BLVD. TAMPA FL 33607 0 1 0 0 Pres-CD & Eur. Ops Common Stock 2011-04-01 4 A 0 2107 0 A 7832 D Common Stock 2011-04-01 4 A 0 9727 0 A 17559 D Non-qualified stock options 136.58 2011-04-01 4 A 0 3157 0 A 2021-04-01 Common Stock 3157 3157 D Award of Restricted Stock Units which vest in 3 equal annual installments beginning 4/1/12, subject to continued employment. Award of Restricted Stock Units which vest on 4/1/14, subject to continued employment. Non-qualified stock options vest in 3 equal annual installments beginning 4/1/12, subject to continued employment. Catherine C. Bona, Power of Attorney 2011-04-05