0001179110-11-004885.txt : 20110314 0001179110-11-004885.hdr.sgml : 20110314 20110314184534 ACCESSION NUMBER: 0001179110-11-004885 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110311 FILED AS OF DATE: 20110314 DATE AS OF CHANGE: 20110314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walter Energy, Inc. CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4211 W. BOY SCOUT BLVD. CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 8138714811 MAIL ADDRESS: STREET 1: 4211 W. BOY SCOUT BLVD. STREET 2: 4211 W. BOY SCOUT BLVD. CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ DATE OF NAME CHANGE: 19950207 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOKARZ MICHAEL T CENTRAL INDEX KEY: 0001206636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 11686729 MAIL ADDRESS: STREET 1: C/O KKR STREET 2: 9 W 57TH ST 41ST FL CITY: NEW YORK STATE: NY ZIP: 10019 4 1 edgar.xml FORM 4 - X0303 4 2011-03-11 0 0000837173 Walter Energy, Inc. WLT 0001206636 TOKARZ MICHAEL T 287 BOWMAN AVENUE NEW YORK NY 10577 1 0 0 0 Phantom Stock 0 2011-03-11 4 A 0 56.54 118.28 A Common Stock 56.54 53554.14 D Each share of phanton stock is the economic equivalent of one share of Issuer's common stock. Reflects phantom stock acquired through participation in Issuer's Directors' Deferred Fee Plan. Payable the first day of the second month following participant's death or January 15 on any year designated by participant following participant's 72nd birthday or the year of his termination. Catherine C. Bona, by power of attorney 2011-03-14