-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QuzuzHMTSaxzzfUyh07zI0/EJbgcBROZ2qla9G7oEQ1wyRYX5QSw6BaRJN+CJ4Oz eF92Jq1ZDdv284z82IfcQg== 0001179110-09-003997.txt : 20090303 0001179110-09-003997.hdr.sgml : 20090303 20090303174752 ACCESSION NUMBER: 0001179110-09-003997 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090227 FILED AS OF DATE: 20090303 DATE AS OF CHANGE: 20090303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHMOND GEORGE R CENTRAL INDEX KEY: 0001215697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 09652954 BUSINESS ADDRESS: BUSINESS PHONE: 8138714811 MAIL ADDRESS: STREET 1: 16243 HIGHWAY 216 CITY: BROOKWOOD STATE: AL ZIP: 35444 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4211 W. BOY SCOUT BLVD. CITY: TAMPA STATE: FL ZIP: 33607 BUSINESS PHONE: 8138714811 MAIL ADDRESS: STREET 1: 4211 W. BOY SCOUT BLVD. STREET 2: 4211 W. BOY SCOUT BLVD. CITY: TAMPA STATE: FL ZIP: 33607 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 4 1 edgar.xml FORM 4 - X0303 4 2009-02-27 0 0000837173 WALTER INDUSTRIES INC /NEW/ WLT 0001215697 RICHMOND GEORGE R 16243 HIGHWAY 216 BROOKWOOD AL 35444 1 1 0 0 CEO of Jim Walter Resources Common Stock 2009-02-27 4 A 0 19080 0 A 105406.31 D Non-qualified stock option 17.64 2009-02-27 4 A 0 35881 0 A 2019-02-27 Common Stock 35881 35881 D Includes shares held by Reporting Person under Employee Stock Purchase Plan. Award of Restricted Stock Units which vest in 3 equal annual installments beginning 02/27/2010, subject to continued employment. Options vest in 3 equal annual installments beginning 02/27/2010. Catherine C. Bona, by power of attorney 2009-03-03 -----END PRIVACY-ENHANCED MESSAGE-----