0001104659-13-038271.txt : 20130507 0001104659-13-038271.hdr.sgml : 20130507 20130507164558 ACCESSION NUMBER: 0001104659-13-038271 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130506 FILED AS OF DATE: 20130507 DATE AS OF CHANGE: 20130507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARVEY WILLIAM G CENTRAL INDEX KEY: 0001183955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 13820913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walter Energy, Inc. CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 BUSINESS PHONE: 205-745-2000 MAIL ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 FORMER COMPANY: FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ DATE OF NAME CHANGE: 19950207 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 4 1 a4.xml 4 X0306 4 2013-05-06 0 0000837173 Walter Energy, Inc. WLT 0001183955 HARVEY WILLIAM G 3000 RIVERCHASE GALLERIA SUITE 1700 BIRMINGHAM AL 35244 0 1 0 0 Sr. VP-Chief Financial Officer Common Stock 2013-05-06 4 P 0 5000 17.56 A 13377.17 D Includes 311.17 additional shares acquired under the Company's Employee Stock Purchase Plan since the date of the Reporting Person's last ownership report. /s/ Earl H. Doppelt, by power of attorney 2013-05-07