0001104659-13-034539.txt : 20130429 0001104659-13-034539.hdr.sgml : 20130427 20130429180857 ACCESSION NUMBER: 0001104659-13-034539 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130425 FILED AS OF DATE: 20130429 DATE AS OF CHANGE: 20130429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RETHORE BERNARD G CENTRAL INDEX KEY: 0001159996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 13793532 MAIL ADDRESS: STREET 1: C/O MCDYRE & SPENDLEY STREET 2: 7702 E DOUBLETREE RANCH ROAD SUITE 300 CITY: SCOTTSDALE STATE: AZ ZIP: 85258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walter Energy, Inc. CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 BUSINESS PHONE: 205-745-2000 MAIL ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 FORMER COMPANY: FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ DATE OF NAME CHANGE: 19950207 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 4 1 a4.xml 4 X0306 4 2013-04-25 0 0000837173 Walter Energy, Inc. WLT 0001159996 RETHORE BERNARD G 3000 RIVERCHASE GALLERIA - SUITE 1700 BIRMINGHAM AL 35244 1 0 0 0 Common Stock 2013-04-25 4 A 0 2320 0 A 9244 D Non-Qualified Stock Options (right to buy) 18.32 2013-04-25 4 A 0 4488 0 A 2023-04-25 Common Stock 4488 4488 D Award of restricted stock units, which vest in 3 equal annual installments beginning 04/25/2014. Non-qualified stock options, which vest in 3 equal annual installments beginning 04/25/2014. Earl H. Doppelt, by power of attorney 2013-04-29