0001104659-13-015108.txt : 20130227 0001104659-13-015108.hdr.sgml : 20130227 20130227164524 ACCESSION NUMBER: 0001104659-13-015108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130225 FILED AS OF DATE: 20130227 DATE AS OF CHANGE: 20130227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walter Energy, Inc. CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 BUSINESS PHONE: 205-745-2000 MAIL ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 FORMER COMPANY: FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ DATE OF NAME CHANGE: 19950207 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TOKARZ MICHAEL T CENTRAL INDEX KEY: 0001206636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 13647350 MAIL ADDRESS: STREET 1: C/O KKR STREET 2: 9 W 57TH ST 41ST FL CITY: NEW YORK STATE: NY ZIP: 10019 4 1 a4.xml 4 X0306 4 2013-02-25 0 0000837173 Walter Energy, Inc. WLT 0001206636 TOKARZ MICHAEL T 287 BOWMAN AVENUE NEW YORK NY 10577 1 0 0 0 Common Stock 2013-02-25 4 M 0 8659 4.29 A 53204 D Non-qualified Stock Options 4.29 2013-02-25 4 D 0 8659 0 A 2013-04-24 Common Stock 8659 0 D Options vest in 3 equal annual installments beginning 04/24/2004. /s/ Earl H. Doppelt, by power of attorney 2013-02-27