0001104659-13-014506.txt : 20130226 0001104659-13-014506.hdr.sgml : 20130226 20130226201938 ACCESSION NUMBER: 0001104659-13-014506 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130223 FILED AS OF DATE: 20130226 DATE AS OF CHANGE: 20130226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cartwright Daniel Paul CENTRAL INDEX KEY: 0001540178 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 13644703 MAIL ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walter Energy, Inc. CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 BUSINESS PHONE: 205-745-2000 MAIL ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 FORMER COMPANY: FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ DATE OF NAME CHANGE: 19950207 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 4 1 a4.xml 4 X0306 4 2013-02-23 0 0000837173 Walter Energy, Inc. WLT 0001540178 Cartwright Daniel Paul 3000 RIVERCHASE GALLERIA SUITE 1700 BIRMINGHAM AL 35244 0 1 0 0 Pres. - Canadian Operations Common Stock 2013-02-23 4 F 0 181 33.73 D 11846.35 D Payment of tax liability by delivering securities incident to the vesting of a security issued in accordance with Rule 16b-3. Includes 190 shares held by Reporting Person under Employee Stock Purchase Plan. Earl H. Doppelt, by power of attorney 2013-02-26