0001104659-13-012937.txt : 20130222
0001104659-13-012937.hdr.sgml : 20130222
20130222060224
ACCESSION NUMBER: 0001104659-13-012937
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130219
FILED AS OF DATE: 20130222
DATE AS OF CHANGE: 20130222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Madden Michael T
CENTRAL INDEX KEY: 0001485027
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13711
FILM NUMBER: 13632237
MAIL ADDRESS:
STREET 1: 16243 HIGHWAY 216
CITY: BROOKWOOD
STATE: AL
ZIP: 35444
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Walter Energy, Inc.
CENTRAL INDEX KEY: 0000837173
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220]
IRS NUMBER: 133429953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 RIVERCHASE GALLERIA
STREET 2: SUITE 1700
CITY: BIRMINGHAM
STATE: AL
ZIP: 35244
BUSINESS PHONE: 205-745-2000
MAIL ADDRESS:
STREET 1: 3000 RIVERCHASE GALLERIA
STREET 2: SUITE 1700
CITY: BIRMINGHAM
STATE: AL
ZIP: 35244
FORMER COMPANY:
FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/
DATE OF NAME CHANGE: 19950207
FORMER COMPANY:
FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP
DATE OF NAME CHANGE: 19910814
4
1
a4.xml
4
X0306
4
2013-02-19
0
0000837173
Walter Energy, Inc.
WLT
0001485027
Madden Michael T
16243 HIGHWAY 216
BROOKWOOD
AL
35444
0
1
0
0
SVP & Chief Comm Officer
Common Stock
2013-02-19
4
A
0
3835
0
D
43360
D
Non-qualified Stock Options
38.80
2013-02-19
4
A
0
6678
0
A
2023-02-19
Common Stock
6678
6678
D
Award of restricted stock units which vest in 3 equal annual investments beginning 02/19/2014.
Includes 4,693 shares held by Reporting Person under Employee Stock Purchase Plan.
Options vest in 3 equal annual installments beginning 02/19/2014.
Earl H. Doppelt, by power of attorney
2013-02-21