0001104659-13-012916.txt : 20130221 0001104659-13-012916.hdr.sgml : 20130221 20130221215815 ACCESSION NUMBER: 0001104659-13-012916 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130219 FILED AS OF DATE: 20130221 DATE AS OF CHANGE: 20130221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Donnelly Richard Allen CENTRAL INDEX KEY: 0001539922 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13711 FILM NUMBER: 13632171 MAIL ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Walter Energy, Inc. CENTRAL INDEX KEY: 0000837173 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220] IRS NUMBER: 133429953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 BUSINESS PHONE: 205-745-2000 MAIL ADDRESS: STREET 1: 3000 RIVERCHASE GALLERIA STREET 2: SUITE 1700 CITY: BIRMINGHAM STATE: AL ZIP: 35244 FORMER COMPANY: FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/ DATE OF NAME CHANGE: 19950207 FORMER COMPANY: FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP DATE OF NAME CHANGE: 19910814 4 1 a4.xml 4 X0306 4 2013-02-19 0 0000837173 Walter Energy, Inc. WLT 0001539922 Donnelly Richard Allen 3000 RIVERCHASE GALLERIA SUITE 1700 BIRMINGHAM AL 35244 0 1 0 0 Pre.,Jim Walter Resources Inc. Common Stock 2013-02-19 4 A 0 2552 0 A 33901.22 D Non-qualified Stock Options 38.80 2013-02-19 4 A 0 4443 0 A 2023-02-19 Common Stock 4443 4443 D Award of restricted stock units which vest in 3 equal annual installments beginning 2/19/2014. Includes 3,379 shares held by Reporting Person under Employee Stock Purchase Plan. Options vest in 3 equal annual installments beginning 2/19/2014. /s/ Earl Doppelt by power of attorney 2013-02-21