0001104659-12-083683.txt : 20121212
0001104659-12-083683.hdr.sgml : 20121212
20121212183235
ACCESSION NUMBER: 0001104659-12-083683
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121210
FILED AS OF DATE: 20121212
DATE AS OF CHANGE: 20121212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Walter Energy, Inc.
CENTRAL INDEX KEY: 0000837173
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE MINING [1220]
IRS NUMBER: 133429953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3000 RIVERCHASE GALLERIA
STREET 2: SUITE 1700
CITY: BIRMINGHAM
STATE: AL
ZIP: 35244
BUSINESS PHONE: 205-745-2000
MAIL ADDRESS:
STREET 1: 3000 RIVERCHASE GALLERIA
STREET 2: SUITE 1700
CITY: BIRMINGHAM
STATE: AL
ZIP: 35244
FORMER COMPANY:
FORMER CONFORMED NAME: WALTER INDUSTRIES INC /NEW/
DATE OF NAME CHANGE: 19950207
FORMER COMPANY:
FORMER CONFORMED NAME: HILLSBOROUGH HOLDINGS CORP
DATE OF NAME CHANGE: 19910814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TOKARZ MICHAEL T
CENTRAL INDEX KEY: 0001206636
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13711
FILM NUMBER: 121260248
MAIL ADDRESS:
STREET 1: C/O KKR
STREET 2: 9 W 57TH ST 41ST FL
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
a4.xml
4
X0306
4
2012-12-10
0
0000837173
Walter Energy, Inc.
WLT
0001206636
TOKARZ MICHAEL T
287 BOWMAN AVENUE
NEW YORK
NY
10577
1
0
0
0
Phantom Stock
2012-12-10
4
A
0
202.69
36.34
A
Common Stock
202.69
59130.03
D
Each share of phantom stock is the economic equivalent of one share of Issuer's common stock.
Reflects phantom stock acquired through the dividend reinvestment feature of the Issuer's Directors' Deferred Fee Plan.
Payable in Common Stock on the earlier of the first day of the seventh month following the participant's death or the first day of the seventh month following the termination event.
/s/ Earl H. Doppelt, by power of attorney
2012-12-12